Go to the Federal Communications Commission homepage at www.fcc.gov

Licensing and Management System

Approved by OMB 3060-0031
October 2020
Go to the Federal Communications Commission homepage at www.fcc.gov

(REFERENCE COPY - Not for submission) Transfers

Lead File Number:
BTCED-20150720AAJ
Submit Date:
07/20/2015
Lead Call Sign:
KSCU
FRN:
0013738927
Service:
Full Power FM
Purpose:
Transfer of Control
Status:
Superceded
Status Date:
07/22/2015
Filing Status:
Inactive


General Information

Section Question Response
Attachments Are attachments (other than associated schedules) being filed with this application?

Fees, Waivers, and Exemptions

Section Question Response
Fees Is the applicant exempt from FCC application Fees? Yes
Indicate reason for fee exemption:
Waivers Does this filing request a waiver of the Commission's rule(s)?
Total number of rule sections involved in this waiver request:

Transfer Type

Back to Top
Question Response
Is this application a pro forma Transfer of Control? No
By answering "Yes" the Applicant certifies that the use of short form pro forma application is appropriate for this transaction?
Is the Transfer Voluntary or Involuntary:

Authorizations to be Transferred

Back to Top

Selected Call Signs

Call Sign Facility ID File Number Service City, State
KSCU 59061 BTCED-20150720AAJ FM SANTA CLARA, CA

Transfer Questions

Back to Top
Question Response
Were any of the authorizations that are the subject of this application obtained through the Commission's competitive bidding procedures (see 47 C.F.R. Sections 1.2111(a) and 73.5000)? No
Were any of the authorizations that are the subject of this application obtained through the Commission's point system for reserved channel noncommercial educational stations (see 47 C.F.R. Sections 73.7001 and 73.7003)? No
Have all such stations operated for at least 4 years with a minimum operating schedule since grant pursuant to the point system?
Were any of the authorizations that are the subject of this application obtained after award of a dispositive Section 307(b) preference using the Tribal Priority, through Threshold Qualifications procedures, or through the Tribal Priority as applied before the NCE fair distribution analysis set forth in 47 C.F.R. § 73.7002(b)? No
Have all such stations operated for at least 4 years with a minimum operating schedule since grant?
Do both the transferor and transferee qualify for the Tribal Priority in all respects?
LPFM Licenses Only: Has it been at least 18 months since the initial construction permit for the LPFM station was granted?
LPFM Licenses Only: Does the assignment of the LPFM authorization satisfy the consideration restrictions of 47 CFR Section 73.865(a)(1)?
LPFM Licenses Only: Were any of the LPFM authorizations that are subject to this application obtained through the Commission’s point system for low power FM stations (see 47 CFR Section 73.872)?
If yes to question above, have all such LPFM stations operated for at least four years since grant pursuant to the point system?” (options – Y/N. If Yes, nothing further required. No requires attachment as follows)“If no to new sub question, list pertinent authorizations in an Exhibit and include in the Exhibit a showing that the transaction is consistent with the requirements of 47 CFR Section 73.865(a)(3).

Licensee/Permittee Information

Back to Top

Licensee/Permittee Name, Type, and Contact Information

Licensee/Permittee Address Phone Email FRN

SANTA CLARA UNIVERSITY

Applicant

Doing Business As: SANTA CLARA UNIVERSITY

500 EL CAMINO REAL

SANTA CLARA, CA 95053

United States

+1 (408) 551-1890

0013738927

Licensee/Permittee Contact Representatives (2)

Back to Top
Contact Name Address Phone Email Contact Type

CARY S. TEPPER, ESQ.

BOOTH, FRERET, IMLAY & TEPPER, P.C.

4900 AUBURN AVENUE

SUITE 100

BETHESDA, MD 20814

+1 (301) 718-1818

TEPPERLAW@AOL.COM

NEW BOARD OF TRUSTEES

SANTA CLARA UNIVERSITY

500 EL CAMINO REAL

SANTA CLARA, CA 95053

United States

+1 (408) 551-1890

Licensee/Permittee Legal Certifications

Back to Top
Section Question Response
Agreements for Transfer Control of Station Licensee/Permittee certifies that:
(i) it has placed its public inspection file(s) and submitted to the Commission as an Exhibit to this application copies of all agreements for the transfer of the station(s);
(ii) these documents embody the complete and final understanding between Transferor and Transferee; and
(iii) these agreements comply fully with the Commission's rules and policies
Yes
Other Authorizations Please upload an attachment detailing the call signs, locations, and facility identifiers of all other broadcast stations in which Licensee/Permittee or any party to the application has an attributable interest.
Character Issues Licensee/Permittee certifies that neither licensee/permittee nor any party to the application has or has had any interest in, or connection with:
(a) any broadcast application in any proceeding where character issues were left unresolved or were resolved adversely against the applicant or any party to the application or
(b) any pending broadcast application in which character issues have been raised
Yes
Adverse Findings Licensee/Permittee certifies that, with respect to the Licensee/Permittee and each party to the application, no adverse finding has been made, nor has an adverse final action been taken by any court or administrative body in a civil or criminal proceeding brought under the provisions of any law related to any of the following: any felony; mass media-related antitrust or unfair competition; fraudulent statements to another governmental unit; or discrimination. Yes
Local Public Notice Licensee/Permittee certifies that it has or will comply with the public notice requirements of 47 C.F.R. Section 73.3580. Yes
Auction Authorization Licensee/Permittee certifies that more than five years have passed since the issuance of the construction permit for the station being assigned, where that permit was acquired in an auction through the use of a bidding credit or other special measure. N/A
Anti-Discrimination Certification Licensee/Permittee certifies that neither licensee/permittee nor any party to the application have violated the Commission's prohibition against discrimination on the basis of race, color, religion, national origin or sex in the sale of commercially operated AM, FM, TV, Class A TV or international broadcast stations. Yes

Transferor Information

Back to Top

Transferor Name, Type, and Contact Information

Transferor Type Address Phone Email FRN

OLD BOARD OF TRUSTEES

Assignor

Doing Business As: OLD BOARD OF TRUSTEES

Other

SANTA CLARA UNIVERSITY

500 EL CAMINO REAL

SANTA CLARA, CA 95053

+1 (408) 551-1890

0013738927

Transferor Contact Representatives (1)

Back to Top
Contact Name Address Phone Email Contact Type

CARY S. TEPPER, ESQ.

BOOTH, FRERET, IMLAY & TEPPER, P.C.

4900 AUBURN AVENUE

SUITE 100

BETHESDA, MD 20814

+1 (301) 718-1818

TEPPERLAW@AOL.COM

Transferor Legal Certifications

Back to Top
Section Question Response
Agreements for Transfer Control of Station Transferor certifies that:
(i) it has placed in Transferor's public inspection file(s) and submitted to the Commission as an Exhibit to this application copies of all agreements for the assignment/transfer of the station(s);
(ii) these documents embody the complete and final understanding between Transferor and Transferee; and
(iii) these agreements comply fully with the Commission's rules and policies
If the transaction is involuntary, the Transferor certifies that court orders or other authorizing documents have been issued and that it has placed in the licensee's/permittee's public inspection file(s) and submitted to the Commission copies of such court orders or other authorizing documents.
Character Issues Transferor certifies that neither transferor nor any party to the application has or has had any interest in, or connection with:
(a) any broadcast application in any proceeding where character issues were left unresolved or were resolved adversely against the applicant or any party to the application or
(b) any pending broadcast application in which character issues have been raised
Adverse Findings Transferor certifies that, with respect to the Transferor and each party to the application, no adverse finding has been made, nor has an adverse final action been taken by any court or administrative body in a civil or criminal proceeding brought under the provisions of any law related to any of the following: any felony; mass media-related antitrust or unfair competition; fraudulent statements to another governmental unit; or discrimination.
Local Public Notice Transferor certifies that it has or will comply with the public notice requirements of 47 C.F.R. Section 73.3580.
Auction Authorization Transferor certifies that more than five years have passed since the issuance of the construction permit for the station being assigned, where that permit was acquired in an auction through the use of a bidding credit or other special measure.
Anti-Discrimination Certification Transferor certifies that neither licensee/permittee nor any party to the application have violated the Commission's prohibition against discrimination on the basis of race, color, religion, national origin or sex in the sale of commercially operated AM, FM, TV, Class A TV or international broadcast stations.

Transferee Information

Back to Top

Transferee Name, Type, and Contact Information

Transferee Type Address Phone Email FRN

NEW BOARD OF TRUSTEES

Assignee

Doing Business As: NEW BOARD OF TRUSTEES

Other

SANTA CLARA UNIVERSITY

500 EL CAMINO REAL

SANTA CLARA, CA 95053

+1 (408) 551-1890

0013738927

Transferee Contact Representatives (1)

Back to Top
Contact Name Address Phone Email Contact Type

CARY S. TEPPER, ESQ.

4900 AUBURN AVENUE

SUITE 100

BETHESDA, MD 20814

+1 (301) 718-1818

Changes in Interest (0)

Back to Top
Party Name Citizenship Address Phone Email Interest Before Transfer Interest After Transfer
Empty

Changes in Interest Certification

Back to Top
Question Response
Applicant certifies that equity and financial interests not set forth by the transferee are nonattributable. N/A

Parties to the Application (46)

Back to Top
Party Name Citizenship Address Phone Email Positional Interest

JOHN M. SOBRATO

United States

10600 NORTH DE ANZA BLVD. SUITE 200 CUPERTINO CA

DE 95014

Positional Interest:
MEMBER, BAORD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

MICHAEL A. ZAMPELLI S.J.

United States

500 EL CAMINO REAL SANTA CLARA

CA 95053

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

AGNIESZKA WINKLER

United States

1750 TAYLOR STREET #1402 SAN FRANCISCO

CA 94133

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

CHARMAINE A. WARMENHOVEN

United States

18500 TWIN CREEKS ROAD MONTE SERENO

CA 95030

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

WILLIAM E. TERRY

United States

925 LAUREL GLEN DRIVE PALO ALTO

CA 94304

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

GILBERT SUNGHERA S.J.

United States

4001 WEST MCNICHOLS ROAD DETROIT

MI 48221

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

MARY STEVENS

United States

85 QUEENS COURT ATHERTON

CA 94027

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

STEVEN J. SORDELLO

United States

2029 STERLIN COURT MOUNTAIN VIEW

CA 94043

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

LARRY W. SONSINI

United States

650 PAGE MILL ROAD PALO ALTO

CA 94304

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

JOHN A. SOBRATO

United States

10600 NORTH DE ANZA BLVD. SUITE 200 CUPERTINO CA

DE 94027

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

TIMOTHY SMITH

United States

1304 DESCANSO DRIVE LA CANADA FLINTRIDGE C

LA 91011

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

ROBERT H. SMITH

United States

750 EAST GREEN ST. SUITE 203 PASADENA

CA 91101

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

STEPHEN C. SCHOTT

United States

404 SARATOGA AVE. SUITE 100 SANTA CLARA

CA 95050

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

WILLEM P. ROELANDTS

United States

26401 ESHNER COURT LOS ALTOS HILLS

CA 94022

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

ELIZABETH S. RAFAEL

United States

17650 BLANCHARD DRIVE MONTE SERENO

CA 95030

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

EDWARD A. PANELLI

United States

14656 STONERIDGE DRIVE SARATOGA

CA 95070

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

KAPIL K. NANDA

United States

485 ALBERTO WAY SUITE 1000 LOS GATOS

CA 95032

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

JEFFREY A. MILLER

United States

P.O. BOX 248 DIABLO

CA 94528

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

JOSEPH M. MCSHANE S.J. FORDHAM UNIVERSITY

United States

441 EAST FORDHAM ROAD BRONX

NY 10458

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

RACHEL MANFRE

United States

1201 GREEN ST. #5 SAN FRANCISCO

CA 94109

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

JOHN C. LEWIS

United States

17616 EATON LANE MONTE SERENO

CA 95030

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

WILLIAM P. LEAHY S.J. BOSTON COLLEGE

United States

140 COMMONWEALTH AVE. CHESTNUT HILL

MA 02467

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

HEIDI LE BARON LEUPP

United States

2045 GERI LANE HILLSBOROUGH

CA 94010

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

TIMOTHY R. LANNON S.J. CREIGHTON UNIVERSITY

United States

2500 CALIFORNIA PLAZA OMAHA

NE 68178

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

JOHN P. KOEPLIN S.J. UNIVERSITY OF SAN FRANCISCO

United States

2600 TURK BLVD. SAN FRANCISCO

CA 94118

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

RICHARD J. JUSTICE

United States

19510 GLEN UNA DRIVE SARATOGA

CA 95070

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

RICHARD D. HAUGHEY

United States

1050 SUFFOLK WAY LOS ALTOS

CA 94024

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

ELLEN M. HANCOCK

United States

P.O. BOX 169 RIDGEFIELD

CT 06877

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

TIMOTHY HALEY

United States

475 MARLOWE STREET PALO ALTO

CA 94301

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

SALVADOR O. GUTIERREZ

United States

1035 HIGHLAND CIRCLE LOS ALTOS

CA 94024

Positional Interest:
MEMBER, BOARD OF TURSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

REBECCA M. GUERRA

United States

1420 LAKEVIEW COURT SAN MARTIN

CA 95046

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

PAUL F. GENTZKOW

United States

19508 GLEN UNA DRIVE SARATOGA

CA 95070

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

ROBERT J. FINOCCHIO JR.

United States

8 KNOLL VISTA ATHERTON

CA 94027

Positional Interest:
CHAIR, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

MICHAEL E. ENGH S.J.

United States

500 EL CAMINO REAL SANTA CLARA

CA 95053

Positional Interest:
PRESIDENT OF SANTA CLARA UNIV & MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

WILLIAM T. COLEMAN III

United States

278 ALTA VISTA AVE. LOS ALTOS

CA 94022

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

GERALD T. COBB S.J. SEATTLE UNIVERSITY

United States

924 E. CHERRY SEATTLE

WA 98122

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

HOWARD S. CHARNEY

United States

2820 JACKS VALLEY ROAD GENOA

NV 89411

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

LOUIS M. CASTRUCCIO IRELL & MANELLA LLP

United States

1800 AVENUE OF THE STARS SUITE 900 LOS ANGELES

CA 90067

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

WILLIAM S. CARTER

United States

16349 AZTEC RIDGE DRIVE LOS GATOS

CA 95030

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

MATTHEW E. CARNES S.J.

United States

20057

Positional Interest:
MEMBER, BOARD OF TURSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

MICHAEL J. CAREY

United States

6817 ELAINE WAY SAN DIEGO

CA 92120

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

MARGARET M. BRADSHAW

United States

55 ROSEWOOD DR. ATHERTON

CA 94027

Positional Interest:
VICE CHAIR, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

KRISTI MARKKULA BOWERS

United States

10799 JUNIPER COURT CUPERTINO

CA 95014

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

ERICK BERRELLEZA S.J. BOSTON COLLEGE

United States

188 FOSTER STREET BRIGHTON

MA 02135

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

ELIZABETH ARMINTROUT

United States

7519 BROKLYN AVE. NE SEATTLE WA

NE 98115

Positional Interest:
MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

PENELOPE S. ALEXANDER

United States

1905 PARKSIDE AVE. HILLSBOROUGH

CA 94010

Positional Interest:
CHAIR, BOARD OF REGENTS & MEMBER, BOARD OF TRUSTEES
Citizenship:
United States
Percentage of Votes:
2.1%
Percentage of Total Assets:
0%

Parties to the Application Certification

Back to Top
Question Response
Applicant certifies that equity and financial interests not set forth by the transferee are nonattributable.

Transferee Legal Certifications

Back to Top
Section Question Response
Agreements for Sale Transferee certifies that:
(a) the written agreements in the Transferee's public inspection file and submitted to the Commission embody the complete and final agreement for the sale or transfer of the station(s); and
(b) these agreements comply fully with the Commission's rules and policies.
Yes
Other Authorizations Please upload an attachment detailing the call signs, locations, and facility identifiers of all other broadcast stations in which Transferee or any party to the application has an attributable interest. N/A
Broadcast Incubator Program Is the proposed facility the subject of an incubation proposal or a ‘reward’ waiver request under the Commission’s Broadcast Incubator Program?
Multiple Ownership Is the Transferee or any party to the application the holder of an attributable radio joint sales agreement or an attributable radio or television time brokerage agreement with the station(s) subject to this application or with any other station in the same market as the station(s) subject to this application? No
Transferee certifies that the proposed assignment complies with the Commission's multiple ownership rules. Yes
Transferee certifies that the proposed assignment:
(1) does not present an issue under the Commission's policies relating to media interests of immediate family members;
(2) complies with the Commission's policies relating to future ownership interests; and
(3) complies with the Commission's restrictions relating to the insulation and nonparticipation of non-party investors and creditors.
Yes
Does the Transferee claim status as an "eligible entity," that is, an entity that qualifies as a small business under the Small Business Administration's size standards for its industry grouping (as set forth in 13 C.F.R. § 121-201), and holds
(1) 30 percent or more of the stock or partnership interests and more than 50 percent of the voting power of the corporation or partnership that will own the media outlet; or
(2) 15 percent or more of the stock or partnership interests and more than 50 percent of the voting power of the corporation or partnership that will own the media outlet, provided that no other person or entity owns or controls more than 25 percent of the outstanding stock or partnership interests; or
(3) More than 50 percent of the voting power of the corporation that will own the media outlet (if such corporation is a publicly traded company)?
No
Does this transfer include a grandfathered cluster of stations? No
Applicant certifies that it will come in compliance by divesting the necessary station(s) within 12 months of the consummation of this transaction to:

A) An Eligible Entity (as defined in Item 6d, above).
B) An Irrevocable Trust that will assign the station(s) to an Eligible Entity.
Acquisition of Control Please upload an attachment listing the file number and date of grant of FCC Form 301, 314, or 315 application by which the Commission approved the qualifications of the individual or entity with a pre-existing interest in the licensee/permittee that is now acquiring control of the licensee/permittee as a result of the grant of this application.
Character Issues Transferee certifies that neither transferee nor any party to the application has or has had any interest in, or connection with:
(a) any broadcast application in any proceeding where character issues were left unresolved or were resolved adversely against the applicant or any party to the application; or
(b) any pending broadcast application in which character issues have been raised.
Yes
Adverse Findings Transferee certifies that, with respect to the transferee and each party to the application, no adverse finding has been made, nor has an adverse final action been taken by any court or administrative body in a civil or criminal proceeding brought under the provisions of any law related to any of the following: any felony; mass media-related antitrust or unfair competition; fraudulent statements to another governmental unit; or discrimination. Yes
Financial Qualifications Transferee certifies that sufficient net liquid assets are on hand or are available from committed sources to consummate the transaction and operate the station(s) for three months. Yes
Program Service Certification Transferee certifies that it is cognizant of and will comply with its obligations as a Commission licensee to present a program service responsive to the issues of public concern facing the station's community of license and service area. Yes
Auction Authorization Transferee certifies that where less than five years have passed since the issuance of the construction permit and the permit had been acquired in an auction through the use of a bidding credit or other special measure, it would qualify for such credit or other special measure.
Equal Employment Opportunity (EEO) If the applicant proposes to employ five or more full-time employees, applicant certifies that it is filing simultaneously with this application a Model EEO Program Report on FCC Form 396-A.

Tranferee Alien Ownership

Back to Top
Question Response
1) Is the applicant a foreign government or the representative of any foreign government as specified in Section 310(a) of the Communications Act?
2) Is the applicant an alien or the representative of an alien? (Section 310(b)(1))
3) Is the applicant a corporation, or non-corporate entity, that is organized under the laws of any foreign government? (Section 310(b)(2))
4) Is the applicant an entity of which more than one-fifth of the capital stock, or other equity or voting interest, is owned of record or voted by aliens or their representatives or by a foreign government or representative thereof or by any entity organized under the laws of a foreign country? (Section 310(b)(3))
5) Is the applicant directly or indirectly controlled by any other entity of which more than one-fourth of the capital stock, or other equity or voting interest, is owned of record or voted by aliens, their representatives, or by a foreign government or representative thereof, or by any entity organized under the laws of a foreign country? (Section 310(b)(4))
6) Has the applicant received a declaratory ruling(s) under Section 310(b)(4) of the Communications Act?
6a) Enter the citation of the applicable declaratory ruling by DA/FCC number, FCC Record citation, release date, or any other identifying information.
7) Has there been any change in the applicant's foreign ownership since issuance of the declaratory ruling(s) cited in response to Question 6?
8) Does the applicant certify that it is in compliance with the terms and conditions of the foreign ownership declaratory ruling(s) cited in response to Question 6?
9) In connection with this application, is the applicant filing a foreign ownership Petition for Declaratory Ruling pursuant to Section 310(b)(4) of the Communications Act?

Licensee/Permittee Certification

Back to Top
Section Question Response
General Certification Statements Licensee/Permittee certifies that it has answered each question in this application based on its review of the application instructions and worksheets. Licensee/Permittee further certifies that where it has made an affirmative certification below, this certification constitutes its representation that the application satisfies each of the pertinent standards and criteria set forth in the application instructions and worksheets.  
The Licensee/Permittee certifies that neither the Licensee/Permittee nor any other party to the application is subject to a denial of Federal benefits pursuant to §5301 of the Anti-Drug Abuse Act of 1988, 21 U.S.C. § 862, because of a conviction for possession or distribution of a controlled substance. This certification does not apply to applications filed in services exempted under §1.2002(c) of the rules, 47 CFR . See §1.2002(b) of the rules, 47 CFR § 1.2002(b), for the definition of "party to the application" as used in this certification § 1.2002(c). The Licensee/Permittee certifies that all statements made in this application and in the exhibits, attachments, or documents incorporated by reference are material, are part of this application, and are true, complete, correct, and made in good faith.  
Authorized Party to Sign

FAILURE TO SIGN THIS APPLICATION MAY RESULT IN DISMISSAL OF THE APPLICATION AND FORFEITURE OF ANY FEES PAID

Upon grant of this application, the Authorization Holder may be subject to certain construction or coverage requirements. Failure to meet the construction or coverage requirements will result in automatic cancellation of the Authorization. Consult appropriate FCC regulations to determine the construction or coverage requirements that apply to the type of Authorization requested in this application.

WILLFUL FALSE STATEMENTS MADE ON THIS FORM OR ANY ATTACHMENTS ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. Code, Title 18, §1001) AND/OR REVOCATION OF ANY STATION AUTHORIZATION (U.S. Code, Title 47, §312(a)(1)), AND/OR FORFEITURE (U.S. Code, Title 47, §503).

 
I certify that this application includes all required and relevant attachments.
I declare, under penalty of perjury, that I am an authorized representative of the above-named applicant for the Authorization(s) specified above.


Transferee Certification

Back to Top
Section Question Response
General Certification Statements Transferee certifies that it has answered each question in this application based on its review of the application instructions and worksheets. Transferee further certifies that where it has made an affirmative certification below, this certification constitutes its representation that the application satisfies each of the pertinent standards and criteria set forth in the application instructions and worksheets.  
The Transferee certifies that neither the Transferee nor any other party to the application is subject to a denial of Federal benefits pursuant to §5301 of the Anti-Drug Abuse Act of 1988, 21 U.S.C. § 862, because of a conviction for possession or distribution of a controlled substance. This certification does not apply to applications filed in services exempted under §1.2002(c) of the rules, 47 CFR . See §1.2002(b) of the rules, 47 CFR § 1.2002(b), for the definition of "party to the application" as used in this certification § 1.2002(c). The Transferee certifies that all statements made in this application and in the exhibits, attachments, or documents incorporated by reference are material, are part of this application, and are true, complete, correct, and made in good faith.  
Authorized Party to Sign

FAILURE TO SIGN THIS APPLICATION MAY RESULT IN DISMISSAL OF THE APPLICATION AND FORFEITURE OF ANY FEES PAID

Upon grant of this application, the Authorization Holder may be subject to certain construction or coverage requirements. Failure to meet the construction or coverage requirements will result in automatic cancellation of the Authorization. Consult appropriate FCC regulations to determine the construction or coverage requirements that apply to the type of Authorization requested in this application.

WILLFUL FALSE STATEMENTS MADE ON THIS FORM OR ANY ATTACHMENTS ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. Code, Title 18, §1001) AND/OR REVOCATION OF ANY STATION AUTHORIZATION (U.S. Code, Title 47, §312(a)(1)), AND/OR FORFEITURE (U.S. Code, Title 47, §503).

 
I certify that this application includes all required and relevant attachments.
I declare, under penalty of perjury, that I am an authorized representative of the above-named applicant for the Authorization(s) specified above. ROBERT J. FINOCCHIO, JR.
CHAIRMAN, BOARD OF TRUSTEES

07/16/2015

Transferor Certification

Back to Top
Section Question Response
General Certification Statements Transferor certifies that it has answered each question in this application based on its review of the application instructions and worksheets. Transferor further certifies that where it has made an affirmative certification below, this certification constitutes its representation that the application satisfies each of the pertinent standards and criteria set forth in the application instructions and worksheets.  
The Transferor certifies that neither the Transferor nor any other party to the application is subject to a denial of Federal benefits pursuant to §5301 of the Anti-Drug Abuse Act of 1988, 21 U.S.C. § 862, because of a conviction for possession or distribution of a controlled substance. This certification does not apply to applications filed in services exempted under §1.2002(c) of the rules, 47 CFR . See §1.2002(b) of the rules, 47 CFR § 1.2002(b), for the definition of "party to the application" as used in this certification § 1.2002(c). The Transferor certifies that all statements made in this application and in the exhibits, attachments, or documents incorporated by reference are material, are part of this application, and are true, complete, correct, and made in good faith.  
Authorized Party to Sign

FAILURE TO SIGN THIS APPLICATION MAY RESULT IN DISMISSAL OF THE APPLICATION AND FORFEITURE OF ANY FEES PAID

Upon grant of this application, the Authorization Holder may be subject to certain construction or coverage requirements. Failure to meet the construction or coverage requirements will result in automatic cancellation of the Authorization. Consult appropriate FCC regulations to determine the construction or coverage requirements that apply to the type of Authorization requested in this application.

WILLFUL FALSE STATEMENTS MADE ON THIS FORM OR ANY ATTACHMENTS ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. Code, Title 18, §1001) AND/OR REVOCATION OF ANY STATION AUTHORIZATION (U.S. Code, Title 47, §312(a)(1)), AND/OR FORFEITURE (U.S. Code, Title 47, §503).

 
I certify that this application includes all required and relevant attachments.
I declare, under penalty of perjury, that I am an authorized representative of the above-named applicant for the Authorization(s) specified above. ROBERT J. FINOCCHIO, JR.
FORMER CHAIRMAN, BOARD OF TRUSTEES

07/16/2015

Attachments

Back to Top
File Name Uploaded By Attachment Type Description Upload Status
1683186_1311435.txt Applicant All Purpose ABSENCE OF WRITTEN AGREEMENT Done with Virus Scan and/or Conversion
1683186_1311436.txt Applicant All Purpose ABSENCE OF WRITTEN AGREEMENT Done with Virus Scan and/or Conversion
1683186_1311437.txt Applicant All Purpose MULTIPLE OWNERSHIP COMPLIANCE Done with Virus Scan and/or Conversion