| Section | Question | Response |
|---|---|---|
| Attachments | Are attachments (other than associated schedules) being filed with this application? | Yes |
| Section | Question | Response |
|---|---|---|
| Fees | Is the applicant exempt from FCC application Fees? | Yes |
| Indicate reason for fee exemption: | Trinity College is a non-profit, educational entity and a noncommercial broadcaster. | |
| Waivers | Does this filing request a waiver of the Commission's rule(s)? | No |
| Total number of rule sections involved in this waiver request: |
| Question | Response |
|---|---|
| Is this application a pro forma Transfer of Control? | No |
| By answering "Yes" the Applicant certifies that the use of short form pro forma application is appropriate for this transaction? | |
| Is the Transfer Voluntary or Involuntary: |
| Call Sign | Facility ID | File Number | Service | City, State |
|---|---|---|---|---|
| WRTC-FM | 68255 | 0000168597 | FM | HARTFORD, CT |
| Question | Response |
|---|---|
| Were any of the authorizations that are the subject of this application obtained through the Commission's competitive bidding procedures (see 47 C.F.R. Sections 1.2111(a) and 73.5000)? | No |
| Were any of the authorizations that are the subject of this application obtained through the Commission's point system for reserved channel noncommercial educational stations (see 47 C.F.R. Sections 73.7001 and 73.7003)? | No |
| Have all such stations operated for at least 4 years with a minimum operating schedule since grant pursuant to the point system? | |
| Were any of the authorizations that are the subject of this application obtained after award of a dispositive Section 307(b) preference using the Tribal Priority, through Threshold Qualifications procedures, or through the Tribal Priority as applied before the NCE fair distribution analysis set forth in 47 C.F.R. § 73.7002(b)? | No |
| Have all such stations operated for at least 4 years with a minimum operating schedule since grant? | |
| Do both the transferor and transferee qualify for the Tribal Priority in all respects? | |
| LPFM Licenses Only: Has it been at least 18 months since the initial construction permit for the LPFM station was granted? | |
| LPFM Licenses Only: Does the assignment of the LPFM authorization satisfy the consideration restrictions of 47 CFR Section 73.865(a)(1)? | |
| LPFM Licenses Only: Were any of the LPFM authorizations that are subject to this application obtained through the Commission’s point system for low power FM stations (see 47 CFR Section 73.872)? | |
| If yes to question above, have all such LPFM stations operated for at least four years since grant pursuant to the point system?” (options – Y/N. If Yes, nothing further required. No requires attachment as follows)“If no to new sub question, list pertinent authorizations in an Exhibit and include in the Exhibit a showing that the transaction is consistent with the requirements of 47 CFR Section 73.865(a)(3). |
| Licensee/Permittee | Address | Phone | FRN | |
|---|---|---|---|---|
|
TRUSTEES OF TRINITY COLLEGE Doing Business As: TRUSTEES OF TRINITY COLLEGE |
300 SUMMIT STREET HARTFORD, CT 06106 United States |
+1 (860) 297-2129 |
Joseph.Palladino@trincoll.edu |
0006292189 |
| Contact Name | Address | Phone | Contact Type | |
|---|---|---|---|---|
|
Cary S. Tepper Communications Counsel Tepper Law Firm, LLC |
Cary S.Tepper 4900 Auburn Avenue Suite 100 Bethesda, MD 20814 United States |
+1 (301) 718-1818 |
tepperlaw@aol.com |
Legal Representative |
| Section | Question | Response |
|---|---|---|
| Agreements for Transfer Control of Station | Licensee/Permittee certifies that: (i) it has placed its public inspection file(s) and submitted to the Commission as an Exhibit to this application copies of all agreements for the transfer of the station(s); (ii) these documents embody the complete and final understanding between Transferor and Transferee; and (iii) these agreements comply fully with the Commission's rules and policies |
N/A |
| Other Authorizations | Please upload an attachment detailing the call signs, locations, and facility identifiers of all other broadcast stations in which Licensee/Permittee or any party to the application has an attributable interest. | |
| Character Issues | Licensee/Permittee certifies that neither licensee/permittee nor any party to the application has or has had any interest in, or connection with: (a) any broadcast application in any proceeding where character issues were left unresolved or were resolved adversely against the applicant or any party to the application or (b) any pending broadcast application in which character issues have been raised |
Yes |
| Adverse Findings | Licensee/Permittee certifies that, with respect to the Licensee/Permittee and each party to the application, no adverse finding has been made, nor has an adverse final action been taken by any court or administrative body in a civil or criminal proceeding brought under the provisions of any law related to any of the following: any felony; mass media-related antitrust or unfair competition; fraudulent statements to another governmental unit; or discrimination. | Yes |
| Local Public Notice | Licensee/Permittee certifies that it has or will comply with the public notice requirements of 47 C.F.R. Section 73.3580. | Yes |
| Auction Authorization | Licensee/Permittee certifies that more than five years have passed since the issuance of the construction permit for the station being assigned, where that permit was acquired in an auction through the use of a bidding credit or other special measure. | N/A |
| Anti-Discrimination Certification | Licensee/Permittee certifies that neither licensee/permittee nor any party to the application have violated the Commission's prohibition against discrimination on the basis of race, color, religion, national origin or sex in the sale of commercially operated AM, FM, TV, Class A TV or international broadcast stations. | N/A |
| Transferor | Type | Address | Phone | FRN | |
|---|---|---|---|---|---|
|
TRUSTEES OF TRINITY COLLEGE (Old Board of Trustees) Doing Business As: TRUSTEES OF TRINITY COLLEGE |
Private Not-for-Profit Educational Institution |
300 SUMMIT STREET HARTFORD, CT 06106 |
+1 (860) 297-2129 |
Joseph.Palladino@trincoll.edu |
0006292189 |
| Contact Name | Address | Phone | Contact Type | |
|---|---|---|---|---|
|
Cary S. Tepper Communications Counsel Tepper Law Firm, LLC |
Cary S. Tepper 4900 Auburn Avenue Suite 100 Bethesda, MD 20814 United States |
+1 (301) 718-1818 |
tepperlaw@aol.com |
Legal Representative |
| Section | Question | Response |
|---|---|---|
| Agreements for Transfer Control of Station | Transferor certifies that: (i) it has placed in Transferor's public inspection file(s) and submitted to the Commission as an Exhibit to this application copies of all agreements for the assignment/transfer of the station(s); (ii) these documents embody the complete and final understanding between Transferor and Transferee; and (iii) these agreements comply fully with the Commission's rules and policies |
|
| If the transaction is involuntary, the Transferor certifies that court orders or other authorizing documents have been issued and that it has placed in the licensee's/permittee's public inspection file(s) and submitted to the Commission copies of such court orders or other authorizing documents. | ||
| Character Issues | Transferor certifies that neither transferor nor any party to the application has or has had any interest in, or connection with: (a) any broadcast application in any proceeding where character issues were left unresolved or were resolved adversely against the applicant or any party to the application or (b) any pending broadcast application in which character issues have been raised |
|
| Adverse Findings | Transferor certifies that, with respect to the Transferor and each party to the application, no adverse finding has been made, nor has an adverse final action been taken by any court or administrative body in a civil or criminal proceeding brought under the provisions of any law related to any of the following: any felony; mass media-related antitrust or unfair competition; fraudulent statements to another governmental unit; or discrimination. | |
| Local Public Notice | Transferor certifies that it has or will comply with the public notice requirements of 47 C.F.R. Section 73.3580. | |
| Auction Authorization | Transferor certifies that more than five years have passed since the issuance of the construction permit for the station being assigned, where that permit was acquired in an auction through the use of a bidding credit or other special measure. | |
| Anti-Discrimination Certification | Transferor certifies that neither licensee/permittee nor any party to the application have violated the Commission's prohibition against discrimination on the basis of race, color, religion, national origin or sex in the sale of commercially operated AM, FM, TV, Class A TV or international broadcast stations. |
| Transferee | Type | Address | Phone | FRN | |
|---|---|---|---|---|---|
|
Trinity College (New Board of Trustees) |
Private Not-for-Profit Educational Institution |
300 Summit Street Hartford, CT 06106 |
+1 (860) 297-2129 |
Joseph.Palladino@trincoll.edu |
0006292189 |
| Contact Name | Address | Phone | Contact Type | |
|---|---|---|---|---|
|
Cary S. Tepper Communications Counsel Tepper Law Firm, LLC |
4900 Auburn Avenue Suite 100 Bethesda, MD 20814 United States |
+1 (301) 718-1818 |
tepperlaw@aol.com |
Legal Representative |
| Party Name | Citizenship | Address | Phone | Interest Before Transfer | Interest After Transfer | |
|---|---|---|---|---|---|---|
|
Michael Parsons Huesbsch |
United States |
55 East 52nd Street New York, NY 10005 United States |
+1 (860) 297-2129 |
Joseph.Palladino@trincoll.edu |
|
|
|
Luther Parsons Terry |
United States |
550 Harris Road Bedford Hills, NY 10507 United States |
+1 (860) 297-2129 |
Joseph.Palladino@trincoll.edu |
|
|
|
David E. Wagner |
United States |
590 Madison Avenue 21st Floor New York, NY 10022 United States |
+1 (860) 297-2129 |
Joseph.Palladino@trincoll.edu |
|
|
|
Kathryn George Tyree |
United States |
126 E. 65th Street Apt. 2-B New York, NY 10065 United States |
+1 (516) 220-4757 |
kathryn.george@bbh.com |
|
|
|
Kathleen Foye MacLennan |
United States |
4507 Moorland Avenue Edina, MN 55424 United States |
+1 (612) 819-8528 |
mnmacs@gmail.com |
|
|
|
Lee Parsons Pelton |
United States |
120 Boylston Street Boston, MA 02116 United States |
+1 (860) 297-2129 |
Joseph.Palladino@trincoll.edu |
|
|
|
James Murren |
United States |
7 Painted Feather Way Las Vegas, NV 89135 United States |
+1 (702) 804-1375 |
jimmurrenlv@gmail.com |
|
|
|
Paul S. Mounds |
United States |
Office of the Governor 210 Capitol Avenue Hartford, CT 06106 United States |
+1 (860) 297-2129 |
Joseph.Palladino@trincoll.edu |
|
|
|
Danny Parsons Meyer |
United States |
24 Union Square East 6th Floor New York, NY 10003 United States |
+1 (860) 297-2129 |
Joseph.Palladino@trincoll.edu |
|
|
|
Ling S. Kwok |
United States |
415 E. 37th Street Apt. 20 New York, NY 10016 United States |
+1 (917) 992-2041 |
psg_lingkwok@yahoo.com |
|
|
|
Eric R. Fossum |
United States |
198 Forest Road Wolfeboro, NH 03894 United States |
+1 (603) 960-0281 |
eric.r.fossum@dartmouth.edu |
|
|
|
Peter J. Espy |
United States |
11 Madison Avenue 11th Floor New York, NY 10010 United States |
+1 (860) 297-2189 |
Joseph.Palladino@trincoll.edu |
|
|
|
Nancy Miller Davis |
United States |
555 Highland Street Wethersfield, CT 06109 United States |
+1 (860) 836-3901 |
nancymdavis17@gmail.com |
|
|
|
William E. Cunningham |
United States |
81 Wood Pond Road Cheshire, CT 06410 United States |
+1 (203) 530-2376 |
william.cunningham@latinsurance.com |
|
|
|
James W. Cuminale |
United States |
112 Nearwater Lane Darien, CT 06820 United States |
+1 (646) 724-1446 |
cuminale@pjtpartners.com |
|
|
|
Thomas Parsons Chappell |
United States |
PO Box 710 Kennebunk, ME 04043 United States |
+1 (860) 297-2129 |
Joseph.Palladino@trincoll.edu |
|
|
|
Joanne Berger-Sweeney |
United States |
133 Vernon Street Hartford, CT 06106 United States |
+1 (781) 591-9918 |
joanne.berger-sweeney@trincoll.edu |
|
|
|
Jean M. Walshe |
United States |
430 East 57th Street #15-B New York, NY 10022 United States |
+1 (917) 887-0421 |
jeanwalshe1@gmail.com |
|
|
|
Shawn T. Wooden |
United States |
214 Trumbull Street #220 Hartford, CT 06103 United States |
+1 (860) 297-2189 |
Joseph.Palladino@trincoll.edu |
|
|
|
Kevin J. Maloney |
United States |
91 Hemlock Drive Westwood, MA 02090 United States |
+1 (617) 759-6126 |
kmaloney2@bryant.edu |
|
|
|
Susannah R. Heschel |
United States |
Dartmouth College #220 Hanover, NH 03755 United States |
+1 (860) 297-2189 |
Joseph.Palladino@trincoll.edu |
|
|
|
Christine E. Elia |
United States |
Snap & Style #220 New York, NY 10022 United States |
+1 (860) 297-2189 |
Joseph.Palladino@trincoll.edu |
|
|
|
Philip S. Khoury |
United States |
77 Massachusetts Avenue #220 Cambridge, MA 02139 United States |
+1 (860) 297-2189 |
Joseph.Palladino@trincoll.edu |
|
|
|
Rhea Pincus Turteltaub |
United States |
5141 Densmore Avenue Encino, CA 91436 United States |
+1 (310) 678-8287 |
turteltaubrhea@gmail.com |
|
|
|
Michael J. Kluger |
United States |
600 Lexington 11th Floor New York, NY 10022 United States |
+1 (860) 297-2189 |
Joseph.Palladino@trincoll.edu |
|
|
|
Jeffrey E. Kelter |
United States |
140 Broadway 43rd Floor New York, NY 10005 United States |
+1 (860) 297-2189 |
Joseph.Palladino@trincoll.edu |
|
|
|
Nina McNeely Diefenbach |
United States |
1000 Fifth Avenue #220 New York, NY 10028 United States |
+1 (860) 297-2189 |
Joseph.Palladino@trincoll.edu |
|
|
|
L. Peter R. Lawrence |
United States |
1266 East Main Street 5th Floor Stamford, CT 06902 United States |
+1 (860) 297-2189 |
Joseph.Palladino@trincoll.edu |
|
|
|
John S. Gates , Jr. . |
United States |
568 West Hawthorne Chicago, IL 60657 United States |
+1 (630) 421-9999 |
jgates@portaeco.com |
|
|
|
Luis J. Fernandez |
United States |
One North Clematis Street #200 West Palm Beach, FL 33401 United States |
+1 (860) 297-2189 |
Joseph.Palladino@trincoll.edu |
|
|
|
Thomas R. DiBenedetto |
United States |
41 Valley Road #220 Nahant, MA 01908 United States |
+1 (860) 297-2189 |
Joseph.Palladino@trincoll.edu |
|
|
|
Patrice Parsons Ball-Reed |
United States |
555 W. Harrison Chicago, IL 60607 United States |
+1 (860) 297-2129 |
Joseph.Palladino@trincoll.edu |
|
|
|
Sophie Bell Ayres |
United States |
3333 New Hyde Park Road #300 New Hyde Park, NY 11024 United States |
+1 (860) 297-2129 |
Joseph.Palladino@trincoll.edu |
|
|
|
Cornella Parsons Thornburgh |
United States |
550 Island Drive Palm Beach, FL 33480 United States |
+1 (860) 297-2129 |
Joseph.Palladino@trincoll.edu |
|
|
| Question | Response |
|---|---|
| Applicant certifies that equity and financial interests not set forth by the transferee are nonattributable. |
| Party Name | Citizenship | Address | Phone | Positional Interest | |
|---|---|---|---|---|---|
|
John S. Gates , Jr. . |
United States |
568 West Hawthorne Chicago, IL 60657 United States |
+1 (630) 421-9999 |
jgates@portaeco.com |
|
|
James D. Yu |
United States |
56 Ferry Road London, AA 00000 United States |
+1 (207) 430-5530 |
james.yu@eqtpartners.com |
|
|
Damian W. Wilmot |
United States |
4 Cunningham Lane Milton, MA 02186 United States |
+1 (617) 821-6682 |
damian_wilmot@vrtx.com |
|
|
Jean M. Walshe |
United States |
430 East 57th Street #15-B New York, NY 10022 United States |
+1 (917) 887-0421 |
jeanwalshe1@gmail.com |
|
|
Craig G. Vought |
United States |
116 Tuscaloosa Avenue Atherton, CA 94027 United States |
+1 (650) 283-9196 |
cvought@broadreachcp.com |
|
|
Kathryn George Tyree |
United States |
126 E. 65th Street Apt. 2-B New York, NY 10065 United States |
+1 (516) 220-4757 |
kathryn.george@bbh.com |
|
|
Rhea Pincus Turteltaub |
United States |
5141 Densmore Avenue Encino, CA 91436 United States |
+1 (310) 678-8287 |
turteltaubrhea@gmail.com |
|
|
Kelli J. Tomlinson |
United States |
74 Barry Lane Atherton, CA 94027 United States |
+1 (650) 483-9478 |
k_tomlinson@me.com |
|
|
William G. Thomas , III . |
United States |
2819 Van Dorn Street Lincoln, NE 68502 United States |
+1 (402) 416-4880 |
wgthomas3@gmail.com |
|
|
Jamie Tracey Szal |
United States |
96 Tournament Drive Auburn, ME 04210 United States |
+1 (617) 981-1056 |
jamie.e.tracey@gmail.com |
|
|
N. Louis Shipley |
United States |
286 S. Main Street Andover, MA 01810 United States |
+1 (646) 574-5444 |
loushipley426@gmail.com |
|
|
David Schnadig |
United States |
16 W. 77th Street Apr. 10-F New York, NY 10024 United States |
+1 (978) 886-0473 |
dschnadig@cortecgroup.com |
|
|
James Murren |
United States |
7 Painted Feather Way Las Vegas, NV 89135 United States |
+1 (702) 804-1375 |
jimmurrenlv@gmail.com |
|
|
Kevin J. Maloney |
United States |
91 Hemlock Drive Westwood, MA 02090 United States |
+1 (617) 759-6126 |
kmaloney2@bryant.edu |
|
|
Kathleen Foye MacLennan |
United States |
4507 Moorland Avenue Edina, MN 55424 United States |
+1 (612) 819-8528 |
mnmacs@gmail.com |
|
|
Adrian J. Lo , IV . |
United States |
67 Repulse Bay Road Apt. 10-B Hong Kong, AA 00000 United States |
+1 (845) 855-3100 |
adrian.lo@shuion.com.hk |
|
|
LaTanya Langley |
United States |
50 Pleasant Ridge Road Harrison, NY 10528 United States |
+1 (203) 858-8363 |
latanyalangley@gmail.com |
|
|
Ling S. Kwok |
United States |
415 E. 37th Street Apt. 20 New York, NY 10016 United States |
+1 (917) 992-2041 |
psg_lingkwok@yahoo.com |
|
|
Susannah Smetana Kagan |
United States |
30 E. 71st Street Apt 8-B New York, NY 10021 United States |
+1 (917) 561-3407 |
susannah@kagannyc.com |
|
|
Jeffrey Brooks Hawkins |
United States |
47 Lawrence Road Chestnut Hill, MA 02467 United States |
+1 (214) 526-0668 |
jhawkins@baincapital.com |
|
|
Walter L. Harrison |
United States |
130 Blue Heron Road Wellfleet, MA 02667 United States |
+1 (860) 593-4190 |
horky@hartford.edu |
|
|
Michael Gary |
United States |
834 N. 27th Street Philadelphia, PA 19130 United States |
+1 (603) 502-0446 |
michaelg@friends-select.org |
|
|
Eric R. Fossum |
United States |
198 Forest Road Wolfeboro, NH 03894 United States |
+1 (603) 960-0281 |
eric.r.fossum@dartmouth.edu |
|
|
Eric Scott Estes |
United States |
38 Charlesfield Street Providence, RI 02906 United States |
+1 (440) 396-6727 |
eric_estes@brow.edu |
|
|
Elizabeth Elting |
United States |
120 E. 87th Street New York, NY 10128 United States |
+1 (917) 553-5105 |
lizelting@elizabetheltingfoundtion.org |
|
|
Steven A. Elmendorf |
United States |
1341 Q Street NW Apt. B Washington, DC 20009 United States |
+1 (202) 997-2585 |
elmendorf@teamsubjectmatter.com |
|
|
Peter S. Duncan |
United States |
179 Forest Avenue Rye, NY 10580 United States |
+1 (917) 885-4534 |
pduncan@gcomfort.com |
|
|
Nancy Miller Davis |
United States |
555 Highland Street Wethersfield, CT 06109 United States |
+1 (860) 836-3901 |
nancymdavis17@gmail.com |
|
|
Henry S. D'Auria |
United States |
230 West 78th Street Apt. 19 New York, NY 10024 United States |
+1 (917) 517-3535 |
henry.dauria@alliancebernstein.com |
|
|
William E. Cunningham |
United States |
81 Wood Pond Road Cheshire, CT 06410 United States |
+1 (203) 530-2376 |
william.cunningham@latinsurance.com |
|
|
James W. Cuminale |
United States |
112 Nearwater Lane Darien, CT 06820 United States |
+1 (646) 724-1446 |
cuminale@pjtpartners.com |
|
|
Ross J. Buchmueller |
United States |
611 Orienta Avenue Mamaroneck, NY 10543 United States |
+1 (917) 331-2785 |
rbuchmueller@pureinsurance.com |
|
|
Lisa G. Bisaccia |
United States |
10 W. Cushing Street Providence, RI 02906 United States |
+1 (401) 451-6575 |
lisabisaccia@gmail.com |
|
|
Joanne Berger-Sweeney |
United States |
133 Vernon Street Hartford, CT 06106 United States |
+1 (781) 591-9918 |
joanne.berger-sweeney@trincoll.edu |
|
| Question | Response |
|---|---|
| Applicant certifies that equity and financial interests not set forth by the transferee are nonattributable. | N/A |
| Section | Question | Response |
|---|---|---|
| Agreements for Sale | Transferee certifies that: (a) the written agreements in the Transferee's public inspection file and submitted to the Commission embody the complete and final agreement for the sale or transfer of the station(s); and (b) these agreements comply fully with the Commission's rules and policies. |
No |
| Other Authorizations | Please upload an attachment detailing the call signs, locations, and facility identifiers of all other broadcast stations in which Transferee or any party to the application has an attributable interest. | |
| Broadcast Incubator Program | Is the proposed facility the subject of an incubation proposal or a ‘reward’ waiver request under the Commission’s Broadcast Incubator Program? | No |
| Multiple Ownership | Is the Transferee or any party to the application the holder of an attributable radio joint sales agreement or an attributable radio or television time brokerage agreement with the station(s) subject to this application or with any other station in the same market as the station(s) subject to this application? | No |
| Transferee certifies that the proposed assignment complies with the Commission's multiple ownership rules. | Yes | |
| Transferee certifies that the proposed assignment: (1) does not present an issue under the Commission's policies relating to media interests of immediate family members; (2) complies with the Commission's policies relating to future ownership interests; and (3) complies with the Commission's restrictions relating to the insulation and nonparticipation of non-party investors and creditors. |
Yes | |
| Does the Transferee claim status as an "eligible entity," that is, an entity that qualifies as a small business under the Small Business Administration's size standards for its industry grouping (as set forth in 13 C.F.R. § 121-201), and holds (1) 30 percent or more of the stock or partnership interests and more than 50 percent of the voting power of the corporation or partnership that will own the media outlet; or (2) 15 percent or more of the stock or partnership interests and more than 50 percent of the voting power of the corporation or partnership that will own the media outlet, provided that no other person or entity owns or controls more than 25 percent of the outstanding stock or partnership interests; or (3) More than 50 percent of the voting power of the corporation that will own the media outlet (if such corporation is a publicly traded company)? |
No | |
| Does this transfer include a grandfathered cluster of stations? | No | |
| Applicant certifies that it will come in compliance by divesting the necessary station(s) within 12 months of the consummation of this transaction to: A) An Eligible Entity (as defined in Item 6d, above). |
||
| B) An Irrevocable Trust that will assign the station(s) to an Eligible Entity. | ||
| Acquisition of Control | Please upload an attachment listing the file number and date of grant of FCC Form 301, 314, or 315 application by which the Commission approved the qualifications of the individual or entity with a pre-existing interest in the licensee/permittee that is now acquiring control of the licensee/permittee as a result of the grant of this application. | |
| Character Issues | Transferee certifies that neither transferee nor any party to the application has or has had any interest in, or connection with: (a) any broadcast application in any proceeding where character issues were left unresolved or were resolved adversely against the applicant or any party to the application; or (b) any pending broadcast application in which character issues have been raised. |
Yes |
| Adverse Findings | Transferee certifies that, with respect to the transferee and each party to the application, no adverse finding has been made, nor has an adverse final action been taken by any court or administrative body in a civil or criminal proceeding brought under the provisions of any law related to any of the following: any felony; mass media-related antitrust or unfair competition; fraudulent statements to another governmental unit; or discrimination. | Yes |
| Financial Qualifications | Transferee certifies that sufficient net liquid assets are on hand or are available from committed sources to consummate the transaction and operate the station(s) for three months. | Yes |
| Program Service Certification | Transferee certifies that it is cognizant of and will comply with its obligations as a Commission licensee to present a program service responsive to the issues of public concern facing the station's community of license and service area. | Yes |
| Auction Authorization | Transferee certifies that where less than five years have passed since the issuance of the construction permit and the permit had been acquired in an auction through the use of a bidding credit or other special measure, it would qualify for such credit or other special measure. | N/A |
| Equal Employment Opportunity (EEO) | If the applicant proposes to employ five or more full-time employees, applicant certifies that it is filing simultaneously with this application a Model EEO Program Report on FCC Form 396-A. | N/A |
| Question | Response |
|---|---|
| 1) Is the applicant a foreign government or the representative of any foreign government as specified in Section 310(a) of the Communications Act? | No |
| 2) Is the applicant an alien or the representative of an alien? (Section 310(b)(1)) | No |
| 3) Is the applicant a corporation, or non-corporate entity, that is organized under the laws of any foreign government? (Section 310(b)(2)) | No |
| 4) Is the applicant an entity of which more than one-fifth of the capital stock, or other equity or voting interest, is owned of record or voted by aliens or their representatives or by a foreign government or representative thereof or by any entity organized under the laws of a foreign country? (Section 310(b)(3)) | No |
| 5) Is the applicant directly or indirectly controlled by any other entity of which more than one-fourth of the capital stock, or other equity or voting interest, is owned of record or voted by aliens, their representatives, or by a foreign government or representative thereof, or by any entity organized under the laws of a foreign country? (Section 310(b)(4)) | No |
| 6) Has the applicant received a declaratory ruling(s) under Section 310(b)(4) of the Communications Act? | No |
| 6a) Enter the citation of the applicable declaratory ruling by DA/FCC number, FCC Record citation, release date, or any other identifying information. | |
| 7) Has there been any change in the applicant's foreign ownership since issuance of the declaratory ruling(s) cited in response to Question 6? | |
| 8) Does the applicant certify that it is in compliance with the terms and conditions of the foreign ownership declaratory ruling(s) cited in response to Question 6? | |
| 9) In connection with this application, is the applicant filing a foreign ownership Petition for Declaratory Ruling pursuant to Section 310(b)(4) of the Communications Act? | No |
| Section | Question | Response |
|---|---|---|
| General Certification Statements | Licensee/Permittee certifies that it has answered each question in this application based on its review of the application instructions and worksheets. Licensee/Permittee further certifies that where it has made an affirmative certification below, this certification constitutes its representation that the application satisfies each of the pertinent standards and criteria set forth in the application instructions and worksheets. | |
| The Licensee/Permittee certifies that neither the Licensee/Permittee nor any other party to the application is subject to a denial of Federal benefits pursuant to §5301 of the Anti-Drug Abuse Act of 1988, 21 U.S.C. § 862, because of a conviction for possession or distribution of a controlled substance. This certification does not apply to applications filed in services exempted under §1.2002(c) of the rules, 47 CFR . See §1.2002(b) of the rules, 47 CFR § 1.2002(b), for the definition of "party to the application" as used in this certification § 1.2002(c). The Licensee/Permittee certifies that all statements made in this application and in the exhibits, attachments, or documents incorporated by reference are material, are part of this application, and are true, complete, correct, and made in good faith. | ||
| Authorized Party to Sign | FAILURE TO SIGN THIS APPLICATION MAY RESULT IN DISMISSAL OF THE APPLICATION AND FORFEITURE OF ANY FEES PAID Upon grant of this application, the Authorization Holder may be subject to certain construction or coverage requirements. Failure to meet the construction or coverage requirements will result in automatic cancellation of the Authorization. Consult appropriate FCC regulations to determine the construction or coverage requirements that apply to the type of Authorization requested in this application. WILLFUL FALSE STATEMENTS MADE ON THIS FORM OR ANY ATTACHMENTS ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. Code, Title 18, §1001) AND/OR REVOCATION OF ANY STATION AUTHORIZATION (U.S. Code, Title 47, §312(a)(1)), AND/OR FORFEITURE (U.S. Code, Title 47, §503). |
|
| I certify that this application includes all required and relevant attachments. | Yes | |
| I declare, under penalty of perjury, that I am an authorized representative of the above-named applicant for the Authorization(s) specified above. | Dickens Mathieu General Counsel and Secretary, Trinity College 11/15/2021 |
| Section | Question | Response |
|---|---|---|
| General Certification Statements | Transferee certifies that it has answered each question in this application based on its review of the application instructions and worksheets. Transferee further certifies that where it has made an affirmative certification below, this certification constitutes its representation that the application satisfies each of the pertinent standards and criteria set forth in the application instructions and worksheets. | |
| The Transferee certifies that neither the Transferee nor any other party to the application is subject to a denial of Federal benefits pursuant to §5301 of the Anti-Drug Abuse Act of 1988, 21 U.S.C. § 862, because of a conviction for possession or distribution of a controlled substance. This certification does not apply to applications filed in services exempted under §1.2002(c) of the rules, 47 CFR . See §1.2002(b) of the rules, 47 CFR § 1.2002(b), for the definition of "party to the application" as used in this certification § 1.2002(c). The Transferee certifies that all statements made in this application and in the exhibits, attachments, or documents incorporated by reference are material, are part of this application, and are true, complete, correct, and made in good faith. | ||
| Authorized Party to Sign | FAILURE TO SIGN THIS APPLICATION MAY RESULT IN DISMISSAL OF THE APPLICATION AND FORFEITURE OF ANY FEES PAID Upon grant of this application, the Authorization Holder may be subject to certain construction or coverage requirements. Failure to meet the construction or coverage requirements will result in automatic cancellation of the Authorization. Consult appropriate FCC regulations to determine the construction or coverage requirements that apply to the type of Authorization requested in this application. WILLFUL FALSE STATEMENTS MADE ON THIS FORM OR ANY ATTACHMENTS ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. Code, Title 18, §1001) AND/OR REVOCATION OF ANY STATION AUTHORIZATION (U.S. Code, Title 47, §312(a)(1)), AND/OR FORFEITURE (U.S. Code, Title 47, §503). |
|
| I certify that this application includes all required and relevant attachments. | Yes | |
| I declare, under penalty of perjury, that I am an authorized representative of the above-named applicant for the Authorization(s) specified above. | Dickens Mathieu General Counsel and Secretary, Trinity College 11/15/2021 |
| Section | Question | Response |
|---|---|---|
| General Certification Statements | Transferor certifies that it has answered each question in this application based on its review of the application instructions and worksheets. Transferor further certifies that where it has made an affirmative certification below, this certification constitutes its representation that the application satisfies each of the pertinent standards and criteria set forth in the application instructions and worksheets. | |
| The Transferor certifies that neither the Transferor nor any other party to the application is subject to a denial of Federal benefits pursuant to §5301 of the Anti-Drug Abuse Act of 1988, 21 U.S.C. § 862, because of a conviction for possession or distribution of a controlled substance. This certification does not apply to applications filed in services exempted under §1.2002(c) of the rules, 47 CFR . See §1.2002(b) of the rules, 47 CFR § 1.2002(b), for the definition of "party to the application" as used in this certification § 1.2002(c). The Transferor certifies that all statements made in this application and in the exhibits, attachments, or documents incorporated by reference are material, are part of this application, and are true, complete, correct, and made in good faith. | ||
| Authorized Party to Sign | FAILURE TO SIGN THIS APPLICATION MAY RESULT IN DISMISSAL OF THE APPLICATION AND FORFEITURE OF ANY FEES PAID Upon grant of this application, the Authorization Holder may be subject to certain construction or coverage requirements. Failure to meet the construction or coverage requirements will result in automatic cancellation of the Authorization. Consult appropriate FCC regulations to determine the construction or coverage requirements that apply to the type of Authorization requested in this application. WILLFUL FALSE STATEMENTS MADE ON THIS FORM OR ANY ATTACHMENTS ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. Code, Title 18, §1001) AND/OR REVOCATION OF ANY STATION AUTHORIZATION (U.S. Code, Title 47, §312(a)(1)), AND/OR FORFEITURE (U.S. Code, Title 47, §503). |
|
| I certify that this application includes all required and relevant attachments. | Yes | |
| I declare, under penalty of perjury, that I am an authorized representative of the above-named applicant for the Authorization(s) specified above. | Dickens Mathieu General Counsel and Secretary, Trinity College 11/15/2021 |
| File Name | Uploaded By | Attachment Type | Description | Upload Status |
|---|---|---|---|---|
| Trinity College - Absence of Written Agreement exhibit 2021.docx | Applicant | Transferee Legal Certifications | Absence of Written Agreement | Done with Virus Scan and/or Conversion |
| Trinity College - Absence of Written Agreement exhibit 2021.docx | Applicant | Licensee/Permittee Legal Certifications | Absence of Written Agreement | Done with Virus Scan and/or Conversion |
| Trinity College - Multiple Ownership Compliance 2021.docx | Applicant | Transferee Legal Certifications | Multiple Ownership Compliance | Done with Virus Scan and/or Conversion |
