Go to the Federal Communications Commission homepage at www.fcc.gov

Licensing and Management System

Approved by OMB 3060-0009
October 2020
Go to the Federal Communications Commission homepage at www.fcc.gov

(REFERENCE COPY - Not for submission) Transfers

Lead File Number:
0000159915
Submit Date:
09/21/2021
Lead Call Sign:
WESU
FRN:
0005175898
Service:
Full Power FM
Purpose:
Transfer of Control
Status:
Superceded
Status Date:
10/13/2021
Filing Status:
Inactive


General Information

Section Question Response
Attachments Are attachments (other than associated schedules) being filed with this application? No

Fees, Waivers, and Exemptions

Section Question Response
Fees Is the applicant exempt from FCC application Fees? Yes
Indicate reason for fee exemption: Educational Institution
Waivers Does this filing request a waiver of the Commission's rule(s)? No
Total number of rule sections involved in this waiver request:

Transfer Type

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Question Response
Is this application a pro forma Transfer of Control? Yes
By answering "Yes" the Applicant certifies that the use of short form pro forma application is appropriate for this transaction? Yes
Is the Transfer Voluntary or Involuntary: Voluntary

Authorizations to be Transferred

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Selected Call Signs

Call Sign Facility ID File Number Service City, State
WESU 71537 0000159915 FM MIDDLETOWN, CT

Transfer Questions

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Question Response
Were any of the authorizations that are the subject of this application obtained through the Commission's competitive bidding procedures (see 47 C.F.R. Sections 1.2111(a) and 73.5000)? No
Were any of the authorizations that are the subject of this application obtained through the Commission's point system for reserved channel noncommercial educational stations (see 47 C.F.R. Sections 73.7001 and 73.7003)?
Have all such stations operated for at least 4 years with a minimum operating schedule since grant pursuant to the point system?
Were any of the authorizations that are the subject of this application obtained after award of a dispositive Section 307(b) preference using the Tribal Priority, through Threshold Qualifications procedures, or through the Tribal Priority as applied before the NCE fair distribution analysis set forth in 47 C.F.R. § 73.7002(b)?
Have all such stations operated for at least 4 years with a minimum operating schedule since grant?
Do both the transferor and transferee qualify for the Tribal Priority in all respects?
LPFM Licenses Only: Has it been at least 18 months since the initial construction permit for the LPFM station was granted?
LPFM Licenses Only: Does the assignment of the LPFM authorization satisfy the consideration restrictions of 47 CFR Section 73.865(a)(1)?
LPFM Licenses Only: Were any of the LPFM authorizations that are subject to this application obtained through the Commission’s point system for low power FM stations (see 47 CFR Section 73.872)?
If yes to question above, have all such LPFM stations operated for at least four years since grant pursuant to the point system?” (options – Y/N. If Yes, nothing further required. No requires attachment as follows)“If no to new sub question, list pertinent authorizations in an Exhibit and include in the Exhibit a showing that the transaction is consistent with the requirements of 47 CFR Section 73.865(a)(3).

Licensee/Permittee Information

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Licensee/Permittee Name, Type, and Contact Information

Licensee/Permittee Address Phone Email FRN

WESLEYAN UNIVERSITY

Doing Business As: WESLEYAN UNIVERSITY

229 HIGH STREET

MIDDLETOWN, CT 06459

United States

+1 (860) 685-2934

Bmichael@wesleyan.edu

0005175898

Licensee/Permittee Contact Representatives (1)

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Contact Name Address Phone Email Contact Type

Allan G Moskowitz , ESQ .

Attorney

Allan G. Moskowitz, Esq.

ALLAN G MOSKOWITZ

PO Box 20878

NORTH POTOMAC, MD 20878

United States

+1 (301) 908-4165

AMOSKOWITZ@AMOSKOWITZLAW.COM

Legal Representative

Licensee/Permittee Legal Certifications

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Section Question Response
Agreements for Transfer Control of Station Licensee/Permittee certifies that:
(i) it has placed its public inspection file(s) and submitted to the Commission as an Exhibit to this application copies of all agreements for the transfer of the station(s);
(ii) these documents embody the complete and final understanding between Transferor and Transferee; and
(iii) these agreements comply fully with the Commission's rules and policies
Other Authorizations Please upload an attachment detailing the call signs, locations, and facility identifiers of all other broadcast stations in which Licensee/Permittee or any party to the application has an attributable interest.
Character Issues Licensee/Permittee certifies that neither licensee/permittee nor any party to the application has or has had any interest in, or connection with:
(a) any broadcast application in any proceeding where character issues were left unresolved or were resolved adversely against the applicant or any party to the application or
(b) any pending broadcast application in which character issues have been raised
Adverse Findings Licensee/Permittee certifies that, with respect to the Licensee/Permittee and each party to the application, no adverse finding has been made, nor has an adverse final action been taken by any court or administrative body in a civil or criminal proceeding brought under the provisions of any law related to any of the following: any felony; mass media-related antitrust or unfair competition; fraudulent statements to another governmental unit; or discrimination.
Local Public Notice Licensee/Permittee certifies that it has or will comply with the public notice requirements of 47 C.F.R. Section 73.3580.
Auction Authorization Licensee/Permittee certifies that more than five years have passed since the issuance of the construction permit for the station being assigned, where that permit was acquired in an auction through the use of a bidding credit or other special measure.
Anti-Discrimination Certification Licensee/Permittee certifies that neither licensee/permittee nor any party to the application have violated the Commission's prohibition against discrimination on the basis of race, color, religion, national origin or sex in the sale of commercially operated AM, FM, TV, Class A TV or international broadcast stations.

Transferor Information

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Transferor Name, Type, and Contact Information

Transferor Type Address Phone Email FRN

WESLEYAN UNIVERSITY

Doing Business As: WESLEYAN UNIVERSITY

Private Not-for-Profit Educational Institution

229 HIGH STREET

MIDDLETOWN, CT 06459

+1 (860) 685-2934

bmichael@wesleyan.edu

0005175898

Transferor Contact Representatives (1)

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Contact Name Address Phone Email Contact Type

Allan G. Moskowitz , Esq. .

Attorney

Allan G. Moskowitz, Esq.

Allan G. Moskowitz, Esq.

10845 TUCKAHOE WAY

NORTH POTOMAC, MD 20878

United States

+1 (301) 908-4165

amoskowitz@amoskowitzlaw.com

Legal Representative

Transferor Legal Certifications

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Section Question Response
Agreements for Transfer Control of Station Transferor certifies that:
(i) it has placed in Transferor's public inspection file(s) and submitted to the Commission as an Exhibit to this application copies of all agreements for the assignment/transfer of the station(s);
(ii) these documents embody the complete and final understanding between Transferor and Transferee; and
(iii) these agreements comply fully with the Commission's rules and policies
Yes
If the transaction is involuntary, the Transferor certifies that court orders or other authorizing documents have been issued and that it has placed in the licensee's/permittee's public inspection file(s) and submitted to the Commission copies of such court orders or other authorizing documents.
Character Issues Transferor certifies that neither transferor nor any party to the application has or has had any interest in, or connection with:
(a) any broadcast application in any proceeding where character issues were left unresolved or were resolved adversely against the applicant or any party to the application or
(b) any pending broadcast application in which character issues have been raised
Yes
Adverse Findings Transferor certifies that, with respect to the Transferor and each party to the application, no adverse finding has been made, nor has an adverse final action been taken by any court or administrative body in a civil or criminal proceeding brought under the provisions of any law related to any of the following: any felony; mass media-related antitrust or unfair competition; fraudulent statements to another governmental unit; or discrimination. Yes
Local Public Notice Transferor certifies that it has or will comply with the public notice requirements of 47 C.F.R. Section 73.3580.
Auction Authorization Transferor certifies that more than five years have passed since the issuance of the construction permit for the station being assigned, where that permit was acquired in an auction through the use of a bidding credit or other special measure. N/A
Anti-Discrimination Certification Transferor certifies that neither licensee/permittee nor any party to the application have violated the Commission's prohibition against discrimination on the basis of race, color, religion, national origin or sex in the sale of commercially operated AM, FM, TV, Class A TV or international broadcast stations.

Transferee Information

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Transferee Name, Type, and Contact Information

Transferee Type Address Phone Email FRN

Wesleyan University

Private Not-for-Profit Educational Institution

229 HIGH STREET

Middletown, CT 06459

+1 (860) 685-2934

amoskowitz@amoskowitzlaw.com

0005175898

Transferee Contact Representatives (1)

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Contact Name Address Phone Email Contact Type

Allan G Moskowitz , Esq. .

Attorney

Allan G. Moskowitz, Esq.

Allan G Moskowitz, Esq.

10845 TUCKAHOE WAY

NORTH POTOMAC, MD 20878

United States

+1 (301) 908-4165

amoskowitz@amoskowitzlaw.com

Legal Representative

Changes in Interest (52)

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Party Name Citizenship Address Phone Email Interest Before Transfer Interest After Transfer

Donald Pencer

Trustee

United States

370 Palmetto Rd.

St. Augustine, FL 32090

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Katherine G. Kennedy

Trustee

United States

17 Juniper Point Rd.

Branford, CT 06405

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Sarah B. Kendell

Trustee

United States

36 Piper Lane

Harrisville, NH 03450

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Nyasha Foy

Trustee

United States

2816 Frederick Douglas Blvd. 3N

New York, NY 10039

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Karen Donfield

Trustee

United States

2126 Bancroft pl.

Washington, DC, DC 20008

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

Eric Dachs

Trustee

United States

PO Box 193809

San Francisco, CA 94119

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Marc Casper

Trustee

United States

17 Yarmouth Rd

Chestnut Hill, MA 02467

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Phoebe Boyer

Trustee

United States

333 Central Park West #86

New York, NY 10025

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Adam Bird

Trustee

United States

Jahnstrasse 22

Grazefelfing,

Germany

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Andrea G. Barthwell

Trustee

United States

680 Lake Shore Dr. #1604

Chicago, IL 60611

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Andrew Bandon-Gordon

Trustee

United States

23930 Malibu RD

Malibu, CA 90265

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

Essel Bailey

Trustee

United States

4001 Gulf Shores N. Bldg.

Naples, FL 34103

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Souleymane BA

Trustee

Senegal

Flat 71 Campden Towers

112 Nottinghill Gate

London,

United Kingdom

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

Leo Y Au

Trustee

United States

10544 Esppanola DR.

Bonita Springs, FL 34155

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Felicia Appenteng

Trustee

United States

279 w.117th St. #6

New York, NY 10026

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Donna Zilkha

Trustee

United States

710 Park Ave.

New York, NY 10021

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

John Yang

Trustee

United States

1794 Lanier Pl, NW unit 304

Washington, DC 20009

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Luke Wood

Trustee

United States

2138 Micheltorena st.

Los Angeles, CA 90039

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Ellen West

Trustee

United States

300 Central Park West, #20G

New York, NY 10024

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Andrew Vogel

Trustee

United States

115 East 67th St.

New York, NY 10065

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Adam Usdan

Trustee

United States

2388 S. Ocean Blvd.

Highland Beach, FL 33487

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Joel C. Tillinghast

Trustee

United States

23 Brimmer St, #1

Boston, MA 02108

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Meredith Franklin Simmons

Trustee

United States

1103 Biscayne Blvd.

Miami, FL 33132

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

Shane Simmons

Trustee

United States

5946 Johnston Dr.

Oakland, CA 94611

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

John Schapiro

Trustee

United States

285 Central Park West

New York, NY 10024

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Elizabeth H. Schmidt

Trustee

United States

75 Columbia St #7

Brooklyn, NY 11201

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

Bozoma Saint John

Trustee

United States

9255 West Sunset Blvd.

West Hollywood, CA 90609

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Michael S. Roth

Trustee

United States

269 High Street

Middletown, CT 06457

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Laura Ross

Trustee

United States

12876 Hacienda Dr.

Studio City, CA 91604

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Michele Roberts

Trustee

United States

380 Lenox Ave. #5F

New York, NY 10027

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Rashida Richardson

Trustee

United States

999 Bergen St

Brooklyn, NY 11216

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

John Rhea

Trustee

United States

73 126th St, PH-B

New York, NY 10027

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Phillip Rauch

Trustee

United States

PO Box 437

Brooklandville, MD 21022

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Hong Qu

Trustee

United States

42-45 Colden St., 14H

Flushing, NY 11355

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

Robert Pruzon

Trustee

United States

812 Park Ave

New York, NY 10021

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Christine M. Pine

Trustee

United States

5 Mountain Rd

Farmington, CT 06032

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Marc Nachman

Trustee

United States

17885 Key Vista Way

Boca Raton, FL 33496

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

Donna Morea

Trustee

United States

25049 Deep Neck Rd.

Royal Oak, MD 21662

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

Pritha Mittel

Trustee

United States

50 W. 15th ST., 6D

New York, NY 10011

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

C. Andrew McGadney

Trustee

United States

45 Commonwealth Ave, #5

Boston, MA 02116

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

Douglas Linde

Trustee

United States

One Baldwin Circle

Weston, MA 02493

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

Degan Mercado Leopard

Trustee

United States

60 Tiffany Place, #31

Brooklyn, NY 11231

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Ed Hefferman

Trustee

United States

8104 Lynchburg Dr.

Plano, TX 75025

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

Darryl B. Hazel

Trustee

United States

987 Arden Lane

New York, NY 10128

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

John H. Hall

Trustee

United States

1220 Park Ave.

New York, NY 10128

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

Joshua B. Guild

Trustee

United States

706 Riverside Dr.

New York, NY 10031

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Emily Greenhaise

Trustee

United States

838 Putnam Ave

Brooklyn, NY 11221

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
0%
Pct. of Total Assets:
0%

Susannah Gray

Trustee

United States

145 Central Park West, #8A

New York, NY 10023

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Scott Gottlieb

Trustee

United States

606 Post Road East, Suite 498

Westport, CT 06880

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
0%
Pct. of Total Assets:
0%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Anne Goldrach

Trustee

United States

30 Vesey St., Suite 1700

New York, NY 10007

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Michael T. Fries

Trustee

United States

1550 Wewetta

Denver, CO 80202

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

John B. Frank

Trustee

United States

7 Oak KnollmTerrace

Pasadena, CA 91106

United States

+1 (860) 685-2007

lprokop@wesleyan.edu

Pct. of Votes:
3.03%
Pct. of Total Assets:
3.03%
Pct. of Votes:
2.7%
Pct. of Total Assets:
2.7%

Changes in Interest Certification

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Question Response
Applicant certifies that equity and financial interests not set forth by the transferee are nonattributable. N/A

Parties to the Application (0)

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Party Name Citizenship Address Phone Email Positional Interest
Empty

Parties to the Application Certification

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Question Response
Applicant certifies that equity and financial interests not set forth by the transferee are nonattributable.

Transferee Legal Certifications

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Section Question Response
Agreements for Sale Transferee certifies that:
(a) the written agreements in the Transferee's public inspection file and submitted to the Commission embody the complete and final agreement for the sale or transfer of the station(s); and
(b) these agreements comply fully with the Commission's rules and policies.
No
Other Authorizations Please upload an attachment detailing the call signs, locations, and facility identifiers of all other broadcast stations in which Transferee or any party to the application has an attributable interest. N/A
Multiple Ownership Is the Transferee or any party to the application the holder of an attributable radio or television joint sales agreement or an attributable radio or television time brokerage agreement with the station(s) subject to this application or with any other station in the same market as the station(s) subject to this application?
Transferee certifies that the proposed assignment complies with the Commission's multiple ownership rules and cross-ownership rules.
Transferee certifies that the proposed assignment:
(1) does not present an issue under the Commission's policies relating to media interests of immediate family members;
(2) complies with the Commission's policies relating to future ownership interests; and
(3) complies with the Commission's restrictions relating to the insulation and nonparticipation of non-party investors and creditors.
Does the Transferee claim status as an "eligible entity," that is, an entity that qualifies as a small business under the Small Business Administration's size standards for its industry grouping (as set forth in 13 C.F.R. § 121-201), and holds
(1) 30 percent or more of the stock or partnership interests and more than 50 percent of the voting power of the corporation or partnership that will own the media outlet; or
(2) 15 percent or more of the stock or partnership interests and more than 50 percent of the voting power of the corporation or partnership that will own the media outlet, provided that no other person or entity owns or controls more than 25 percent of the outstanding stock or partnership interests; or
(3) More than 50 percent of the voting power of the corporation that will own the media outlet (if such corporation is a publicly traded company)?
Does this transfer include a grandfathered cluster of stations?
Applicant certifies that it will come in compliance by divesting the necessary station(s) within 12 months of the consummation of this transaction to:

A) An Eligible Entity (as defined in Item 6d, above).
B) An Irrevocable Trust that will assign the station(s) to an Eligible Entity.
Acquisition of Control Please upload an attachment listing the file number and date of grant of FCC Form 301, 314, or 315 application by which the Commission approved the qualifications of the individual or entity with a pre-existing interest in the licensee/permittee that is now acquiring control of the licensee/permittee as a result of the grant of this application.
Character Issues Transferee certifies that neither transferee nor any party to the application has or has had any interest in, or connection with:
(a) any broadcast application in any proceeding where character issues were left unresolved or were resolved adversely against the applicant or any party to the application; or
(b) any pending broadcast application in which character issues have been raised.
Yes
Adverse Findings Transferee certifies that, with respect to the transferee and each party to the application, no adverse finding has been made, nor has an adverse final action been taken by any court or administrative body in a civil or criminal proceeding brought under the provisions of any law related to any of the following: any felony; mass media-related antitrust or unfair competition; fraudulent statements to another governmental unit; or discrimination. Yes
Financial Qualifications Transferee certifies that sufficient net liquid assets are on hand or are available from committed sources to consummate the transaction and operate the station(s) for three months.
Program Service Certification Transferee certifies that it is cognizant of and will comply with its obligations as a Commission licensee to present a program service responsive to the issues of public concern facing the station's community of license and service area.
Auction Authorization Transferee certifies that where less than five years have passed since the issuance of the construction permit and the permit had been acquired in an auction through the use of a bidding credit or other special measure, it would qualify for such credit or other special measure. N/A
Equal Employment Opportunity (EEO) If the applicant proposes to employ five or more full-time employees, applicant certifies that it is filing simultaneously with this application a Model EEO Program Report on FCC Form 396-A.

Tranferee Alien Ownership

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Question Response
1) Is the applicant a foreign government or the representative of any foreign government as specified in Section 310(a) of the Communications Act? No
2) Is the applicant an alien or the representative of an alien? (Section 310(b)(1)) No
3) Is the applicant a corporation, or non-corporate entity, that is organized under the laws of any foreign government? (Section 310(b)(2)) No
4) Is the applicant an entity of which more than one-fifth of the capital stock, or other equity or voting interest, is owned of record or voted by aliens or their representatives or by a foreign government or representative thereof or by any entity organized under the laws of a foreign country? (Section 310(b)(3)) No
5) Is the applicant directly or indirectly controlled by any other entity of which more than one-fourth of the capital stock, or other equity or voting interest, is owned of record or voted by aliens, their representatives, or by a foreign government or representative thereof, or by any entity organized under the laws of a foreign country? (Section 310(b)(4)) No
6) Has the applicant received a declaratory ruling(s) under Section 310(b)(4) of the Communications Act? No
6a) Enter the citation of the applicable declaratory ruling by DA/FCC number, FCC Record citation, release date, or any other identifying information.
7) Has there been any change in the applicant's foreign ownership since issuance of the declaratory ruling(s) cited in response to Question 6?
8) Does the applicant certify that it is in compliance with the terms and conditions of the foreign ownership declaratory ruling(s) cited in response to Question 6?
9) In connection with this application, is the applicant filing a foreign ownership Petition for Declaratory Ruling pursuant to Section 310(b)(4) of the Communications Act? No

Licensee/Permittee Certification

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Section Question Response
General Certification Statements Licensee/Permittee certifies that it has answered each question in this application based on its review of the application instructions and worksheets. Licensee/Permittee further certifies that where it has made an affirmative certification below, this certification constitutes its representation that the application satisfies each of the pertinent standards and criteria set forth in the application instructions and worksheets.  
The Licensee/Permittee certifies that neither the Licensee/Permittee nor any other party to the application is subject to a denial of Federal benefits pursuant to §5301 of the Anti-Drug Abuse Act of 1988, 21 U.S.C. § 862, because of a conviction for possession or distribution of a controlled substance. This certification does not apply to applications filed in services exempted under §1.2002(c) of the rules, 47 CFR . See §1.2002(b) of the rules, 47 CFR § 1.2002(b), for the definition of "party to the application" as used in this certification § 1.2002(c). The Licensee/Permittee certifies that all statements made in this application and in the exhibits, attachments, or documents incorporated by reference are material, are part of this application, and are true, complete, correct, and made in good faith.  
Authorized Party to Sign

FAILURE TO SIGN THIS APPLICATION MAY RESULT IN DISMISSAL OF THE APPLICATION AND FORFEITURE OF ANY FEES PAID

Upon grant of this application, the Authorization Holder may be subject to certain construction or coverage requirements. Failure to meet the construction or coverage requirements will result in automatic cancellation of the Authorization. Consult appropriate FCC regulations to determine the construction or coverage requirements that apply to the type of Authorization requested in this application.

WILLFUL FALSE STATEMENTS MADE ON THIS FORM OR ANY ATTACHMENTS ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. Code, Title 18, §1001) AND/OR REVOCATION OF ANY STATION AUTHORIZATION (U.S. Code, Title 47, §312(a)(1)), AND/OR FORFEITURE (U.S. Code, Title 47, §503).

 
I certify that this application includes all required and relevant attachments.
I declare, under penalty of perjury, that I am an authorized representative of the above-named applicant for the Authorization(s) specified above.


Transferee Certification

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Section Question Response
General Certification Statements
The Transferee certifies that neither the Transferee nor any other party to the application is subject to a denial of Federal benefits pursuant to §5301 of the Anti-Drug Abuse Act of 1988, 21 U.S.C. § 862, because of a conviction for possession or distribution of a controlled substance. This certification does not apply to applications filed in services exempted under §1.2002(c) of the rules, 47 CFR . See §1.2002(b) of the rules, 47 CFR § 1.2002(b), for the definition of "party to the application" as used in this certification § 1.2002(c). The Transferee certifies that all statements made in this application and in the exhibits, attachments, or documents incorporated by reference are material, are part of this application, and are true, complete, correct, and made in good faith.  
Authorized Party to Sign

FAILURE TO SIGN THIS APPLICATION MAY RESULT IN DISMISSAL OF THE APPLICATION AND FORFEITURE OF ANY FEES PAID

Upon grant of this application, the Authorization Holder may be subject to certain construction or coverage requirements. Failure to meet the construction or coverage requirements will result in automatic cancellation of the Authorization. Consult appropriate FCC regulations to determine the construction or coverage requirements that apply to the type of Authorization requested in this application.

WILLFUL FALSE STATEMENTS MADE ON THIS FORM OR ANY ATTACHMENTS ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. Code, Title 18, §1001) AND/OR REVOCATION OF ANY STATION AUTHORIZATION (U.S. Code, Title 47, §312(a)(1)), AND/OR FORFEITURE (U.S. Code, Title 47, §503).

 
I certify that this application includes all required and relevant attachments.
I declare, under penalty of perjury, that I am an authorized representative of the above-named applicant for the Authorization(s) specified above.


09/21/2021

Transferor Certification

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Section Question Response
General Certification Statements
The Transferor certifies that neither the Transferor nor any other party to the application is subject to a denial of Federal benefits pursuant to §5301 of the Anti-Drug Abuse Act of 1988, 21 U.S.C. § 862, because of a conviction for possession or distribution of a controlled substance. This certification does not apply to applications filed in services exempted under §1.2002(c) of the rules, 47 CFR . See §1.2002(b) of the rules, 47 CFR § 1.2002(b), for the definition of "party to the application" as used in this certification § 1.2002(c). The Transferor certifies that all statements made in this application and in the exhibits, attachments, or documents incorporated by reference are material, are part of this application, and are true, complete, correct, and made in good faith.  
Authorized Party to Sign

FAILURE TO SIGN THIS APPLICATION MAY RESULT IN DISMISSAL OF THE APPLICATION AND FORFEITURE OF ANY FEES PAID

Upon grant of this application, the Authorization Holder may be subject to certain construction or coverage requirements. Failure to meet the construction or coverage requirements will result in automatic cancellation of the Authorization. Consult appropriate FCC regulations to determine the construction or coverage requirements that apply to the type of Authorization requested in this application.

WILLFUL FALSE STATEMENTS MADE ON THIS FORM OR ANY ATTACHMENTS ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. Code, Title 18, §1001) AND/OR REVOCATION OF ANY STATION AUTHORIZATION (U.S. Code, Title 47, §312(a)(1)), AND/OR FORFEITURE (U.S. Code, Title 47, §503).

 
I certify that this application includes all required and relevant attachments. Yes
I declare, under penalty of perjury, that I am an authorized representative of the above-named applicant for the Authorization(s) specified above. Andrew Tanaka
Senior VP and Chief Administrative Officer

09/21/2021

Attachments

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File Name Uploaded By Attachment Type Description Upload Status
WESU Acquition of Control.pdf Applicant Transferee Legal Certifications Acquisition of Control Done with Virus Scan and/or Conversion
WESU Agreements For Sale.pdf Applicant Transferee Legal Certifications Agreements For Sale Done with Virus Scan and/or Conversion