Go to the Federal Communications Commission homepage at www.fcc.gov

Licensing and Management System

Approved by OMB 3060-0084
July 2019
Go to the Federal Communications Commission homepage at www.fcc.gov

(REFERENCE COPY - Not for submission)Noncommercial Broadcast Stations Biennial Ownership Report (FCC Form 323-E)

File Number:
0000174850
Submit Date:
2021-11-30
FRN:
0003693306
Purpose:
Noncommercial Broadcast Stations Biennial Ownership Report
Status:
Received
Status Date:
11/30/2021
Filing Status:
Active

Section I - General Information

1. Respondent

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FRN Entity Name

0003693306

President and Trustees of Bates College

Street Address City (and Country if non U.S. address) State ("NA" if non-U.S. address) Zip Code Phone Email

Bates College - Lane Hall 216

2 Andrews Road

Lewiston

ME

04240

+1 (207) 753-6932

gswift@bates.edu

2. Contact Representative

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Name Organization

F. Scott Pippin

Lerman Senter PLLC

Street Address City (and Country if non U.S. address) State Zip Code Phone Email

2001 L Street, NW

Suite 400

Washington

DC

20036

+1 (202) 429-8970

spippin@lermansenter.com

3. Application Filing Fee

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Not Applicable

4. Control of Respondent

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(a) Provide the following information about the Respondent:

Relationship to stations/permits

Licensee

Is the Respondent's governing board (or other governing entity) directly or indirectly under the control of another entity?

No

(b) Provide the following information about this report:
Purpose Biennial
"As of" date 10/01/2021

When filing a biennial ownership report or validating and resubmitting a prior biennial ownership report, this date must be Oct. 1 of the year in which this report is filed.

5. Licensee(s) and Station(s)

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Respondent is filing this report to cover the following Licensee(s) and station(s):
Licensee/Permittee Name FRN
President and Trustees of Bates College 0003693306
Fac. ID No. Call Sign City State Service
53405 WRBC LEWISTON ME FM

Section II – Biennial Ownership Information

1. 47 C.F.R. Section 73.3613 Documents

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Licensee Respondents that hold authorizations for one or more full power television, AM, and/or FM stations should list all contracts and other instruments set forth in 47 C.F.R. Section 73.3613(a) through (c) for the facility or facilities listed on this report. If the agreement is a network affiliation agreement, check the appropriate box. Otherwise, select “Other.” Non-Licensee Respondents should select “Not Applicable” in response to this question.


Document Information
Description of contract or instrument The Charter and Bylaws of Bates College, as amended May 7, 2021
Parties to contract or instrument President and Trustees of Bates College
Date of execution 05/2021
Date of expiration No expiration date
Agreement type
(check all that apply)
Other

Agreement Type: Charter and Bylaws

Document Information
Description of contract or instrument Restated Articles of Incorporation
Parties to contract or instrument President and Trustees of Bates College; State of Maine
Date of execution 05/2017
Date of expiration No expiration date
Agreement type
(check all that apply)
Other

Agreement Type: Restated Articles of Incorporation

2. Ownership Interests

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(a) Ownership Interests. This Question requires Respondents to enter detailed information about ownership interests by generating a series of subforms. Answer each question on each subform. The first subform listing should be for the Respondent itself. If the Respondent is not a natural person, also list each of the officers, members of the governing board (or other governing entity), stockholders, and any other persons or entities with a direct attributable interest in the Respondent pursuant to the standards set forth in 47 C.F.R. Section 73.3555. (A “direct” interest is one that is not held through any intervening companies or entities.) List each interest holder with a direct attributable interest in the Respondent separately.


Leave the percentage of total assets (Equity Debt Plus) field blank for an interest holder unless that interest holder has an attributable interest in the Respondent solely on the basis of the Commission’s Equity Debt Plus attribution standard, 47 C.F.R. Section 73.3555, Note 2(i).


In the case of vertical or indirect ownership structures, list only those interests in the Respondent that also represent an attributable interest in the Licensee(s) for which the report is being submitted.


Entities that are part of an organizational structure that includes holding companies or other forms of indirect ownership must file separate ownership reports. In such a structure do not report, or file a separate report for, any interest holder that does not have an attributable interest in the Licensee(s) for which the report is being submitted.


Please see the Instructions for further detail concerning interests that must be reported in response to this question.


The Respondent must provide an FCC Registration Number for each interest holder reported in response to this question. Please see the Instructions for detailed information and guidance concerning this requirement.


Ownership Information
FRN 0003693306
Entity Name President and Trustees of Bates College
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Respondent

Positional Interests
(check all that apply)

Respondent
Tribal Nation or Tribal Entity

Interest holder is not a Tribal nation or Tribal entity

Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 0.0%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146304
Name Chris Barbin
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Founder and CEO, Tercera
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146359
Name Lisa Barry
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Retired Executive
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146361
Name Scott Bierman
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation President, Beloit College
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146362
Name Andrea Bueschel
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Senior Vice President for Administration and Chief of Staff to the President, Rutgers University
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146365
Name Erica Bullard
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Former Vice President and General Manager, Nike NYC and the East
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146369
Name Ann Bushmiller
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Senior Legal Counsel, National Science Board
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146372
Name Gregory Ehret
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Chief Executive Office and Executive Director, PineBridge Investments
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146374
Name Scott Freeman
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Managing Partner, FHR Capital, LLC
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146375
Name Katherine Frekko
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Director, Segal Family Foundation
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146376
Name John Gillespie
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Managing Partner, Prospector Partners, LLC
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146377
Name Evelynn Hammonds
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Barbara Guttmann Rosenkrantz Professor of History of Science, Harvard University
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female

Ethnicity

Not Hispanic or Latino

Race Black or African American
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146378
Name Erik Jarnryd
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Co-Founder, Bacaanda Foundation
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146379
Name Stacey Kelley
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Consultant
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146380
Name David Longdon
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee. Note: Mr. Longdon is a dual citizen of Ghana and the United Kingdom. The "Citizenship" drop down menu does not allow entry of more than one country.
Principal Profession or Occupation MBA Candidate at Harvard Business School
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship GH
Gender

Male

Ethnicity

Not Hispanic or Latino

Race Black or African American
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146384
Name Mark Mandel
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Vice Chair and Equity Portfolio Manager, Wellington Management
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146385
Name Paul Marks
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation CEO and Executive Chair, Argosy International Inc.
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146387
Name Lance Matthiesen
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Global Manager, McKinsey Black Network Programs, McKinsey and Co..
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race Black or African American
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146389
Name Judith Miller
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Managing Director and Chief of Staff, JPMorgan Chase and Co.
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146396
Name Terrence Murray
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Founder, Eliot Street Capital
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146399
Name Stacey Rizza
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Executive Medical Director for International Practice, Mayo Clinic
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146401
Name Michelle Rosenberg
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Global General Counsel and Company Secretary, Janus Henderson Group plc
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146402
Name John Rossello
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Director, Prospector Funds, Inc.
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146403
Name Jeremy Sclar
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Chairman and CEO, WS Development
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146405
Name Richard Smith
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Principal, Bay Resource Corporation
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146406
Name Ava Spencer
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Officer, Other - Trustee
Principal Profession or Occupation President, Bates College
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146407
Name Emma Sprague
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Co-Founder and Director, Upswing Strategies
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146409
Name William Sweat
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Co-Owner, Winderlea Vineyard and Winery
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146411
Name Garth Timoll
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Managing Director, Top Tier Capital Partners
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male

Ethnicity

Not Hispanic or Latino

Race Black or African American
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146412
Name Lisa Utzschneider
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Chief Executive Officer, Integral Ad Science
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

Ownership Information
FRN 9990146413
Name Jean Wilson
Address PO Box
Street 1 Bates College - Lane Hall 216
Street 2 2 Andrews Road
City Lewiston
State ("NA" if non-U.S. address) ME
Zip/Postal Code 04240
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Other - Trustee
Principal Profession or Occupation Retired, Senior Vice President and Chief Information Officer, LL Bean
By Whom Appointed or Elected Board of Trustees
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female

Ethnicity

Not Hispanic or Latino

Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)
Voting 3.3%
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No

(b) Respondent certifies that any interests, including equity, financial, or voting interests, not reported in this filing are non-attributable.
If "No," submit as an exhibit an explanation.

Yes

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(c) Is Respondent seeking an attribution exemption for any officer or director with duties wholly unrelated to the Licensee(s)?

If "Yes," complete the information in the required fields and submit an Exhibit fully describing that individual’s duties and responsibilities, and explaining why that individual should not be attributed an interest.

No

3. Organizational Chart (Licensees Only)

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Attach a flowchart or similar document showing the Licensee’s vertical ownership structure including the Licensee and all entities that have attributable interests in the Licensee. Licensees with a single parent entity may provide a brief explanatory textual Exhibit in lieu of a flowchart or similar document. Licensees without parent entities should so indicate in a textual Exhibit.


Non-Licensee Respondents should select “N/A” in response to this question.


Licensee has no parent entity.


Section III - Certification

Certification

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Section Question Response
Authorized Party to Sign

WILLFUL FALSE STATEMENTS ON THIS FORM ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. CODE, TITLE 18, SECTION 1001), AND/OR REVOCATION OF ANY STATION LICENSE --OR CONSTRUCTION PERMIT (U.S. CODE, TITLE 47, SECTION 312(a)(1)), AND/OR FORFEITURE (U.S. CODE, TITLE 47, SECTION 503).

Certification I certify that I have examined this report and that to the best of my knowledge and belief, all statements in this report are true, correct and complete.

Official Title: Vice Pres. for Finance and Admin. and Treasurer

Exact Legal Title or Name of Respondent: President and Trustees of Bates College

Name: Geoffrey S. Swift

Phone: 2077536932


11/30/2021