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Licensing and Management System

Approved by OMB 3060-0010
September 2019
Go to the Federal Communications Commission homepage at www.fcc.gov

(REFERENCE COPY - Not for submission)Commercial Broadcast Stations Biennial Ownership Report (FCC Form 323)

File Number:
0000174600
Submit Date:
2021-11-30
FRN:
0021055579
Purpose:
Commercial Broadcast Stations Biennial Ownership Report
Status:
Received
Status Date:
11/30/2021
Filing Status:
Active

Section I - General Information

1. Respondent

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FRN Entity Name

0021055579

Pennco Investment Group Incorporated
Street Address City (and Country if non U.S. address) State ("NA" if non-U.S. address) Zip Code Phone Email

1490 Stone Point Drive

Suite 200

Roseville

CA

95661

+1 (916) 784-3566

fpenney@penneylawyer.com

2. Contact Representative

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Name Organization

Dennis J. Kelly

Law Office of Dennis J. Kelly
Street Address City (and Country if non U.S. address) State Zip Code Phone Email

Post Office Box 41177

Washington

DC

20018-0577

+1 (202) 293-2300

dkellyfcclaw1@comcast.net

3. Application Filing Fee

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Not Applicable

4. Nature of Respondent

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(a) Provide the following information about the Respondent:

Relationship to stations/permits

Entity required to file a Form 323 because it holds an attributable interest in one or more Licensees

Nature of Respondent

For-profit corporation
(b) Provide the following information about this report:
Purpose Biennial
"As of" date 10/01/2021

When filing a biennial ownership report or validating and resubmitting a prior biennial ownership report, this date must be Oct. 1 of the year in which this report is filed.

5. Licensee(s) and Station(s)

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Respondent is filing this report to cover the following Licensee(s) and station(s):
Licensee/Permittee Name FRN
Independence Rock Media, LLC 0030224653
Fac. ID No. Call Sign City State Service
31618 KHEX CONCOW CA FM
34941 KIQS WILLOWS CA AM
82891 KTOR GERBER CA FM
160277 KLZN SUSANVILLE CA AM
162465 KAJK SUSANVILLE CA FM
164155 KEGE HAMILTON CITY CA FM
183357 KGXX SUSANVILLE CA FM
198770 KYCT SHASTA LAKE CA FM
Licensee/Permittee Name FRN
Huth-Penney Broadcasting LLC 0021034590
Fac. ID No. Call Sign City State Service
48853 KBLF RED BLUFF CA AM
54978 KRAC RED BLUFF CA AM

Section II – Biennial Ownership Information

1. 47 C.F.R. Section 73.3613 and Other Documents

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Licensee Respondents that hold authorizations for one or more full power television, AM, and/or FM stations should list all contracts and other instruments set forth in 47 C.F.R. Section 73.3613(a) through (c) for the facility or facilities listed on this report. In addition, attributable Local Marketing Agreements (LMAs) and attributable Joint Sales Agreements (JSAs) must be disclosed by the licensee of the brokering station on its ownership report. If the agreement is an attributable LMA, an attributable JSA, or a network affiliation agreement, check the appropriate box. Otherwise, select “Other.” Non-Licensee Respondents, as well as Licensee Respondents that only hold authorizations for Class A television and/or low power television stations, should select “Not Applicable” in response to this question.

Not Applicable.

2. Ownership Interests

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(a) Ownership Interests. This Question requires Respondents to enter detailed information about ownership interests by generating a series of subforms. Answer each question on each subform. The first subform listing should be for the Respondent itself. If the Respondent is not a natural person, also list each of the officers, directors, stockholders, non-insulated partners, non-insulated members, and any other persons or entities with a direct attributable interest in the Respondent pursuant to the standards set forth in 47 C.F.R. Section 73.3555. (A “direct” interest is one that is not held through any intervening companies or entities.) List each interest holder with a direct attributable interest in the Respondent separately.


Leave the percentage of total assets (Equity Debt Plus) field blank for an interest holder unless that interest holder has an attributable interest in the Respondent solely on the basis of the Commission’s Equity Debt Plus attribution standard, 47 C.F.R. Section 73.3555, Note 2(i).


In the case of vertical or indirect ownership structures, list only those interests in the Respondent that also represent an attributable interest in the Licensee(s) for which the report is being submitted.


Entities that are part of an organizational structure that includes holding companies or other forms of indirect ownership must file separate ownership reports. In such a structure do not report, or file a separate report for, any interest holder that does not have an attributable interest in the Licensee(s) for which the report is being submitted.


Please see the Instructions for further detail concerning interests that must be reported in response to this question.


The Respondent must provide an FCC Registration Number for each interest holder reported in response to this question. Please see the Instructions for detailed information and guidance concerning this requirement.


Ownership Information
FRN 0021055579
Entity Name Pennco Investment Group Incorporated
Address PO Box
Street 1 1490 Stone Point Drive
Street 2 Suite 200
City Roseville
State ("NA" if non-U.S. address) CA
Zip/Postal Code 95661
Country (if non-U.S. address) United States
Listing Type

Respondent

Positional Interests
(check all that apply)

Respondent
Tribal Nation or Tribal Entity

Interest holder is not a Tribal nation or Tribal entity
Interest Percentages
(enter percentage values from 0.0 to 100.0)		 Voting 0.0% Jointly Held?

No
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No
Ownership Information
FRN 9990056278
Name Frederick W. Penney
Address PO Box
Street 1 1490 Stone Point Drive
Street 2 Suite 200
City Roseville
State ("NA" if non-U.S. address) CA
Zip/Postal Code 95661-2857
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Officer, Director, Stockholder
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male
Ethnicity

Not Hispanic or Latino
Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)		 Voting 100.0% Jointly Held?

No
Equity 100.0%
Total assets (Equity Debt Plus) 100.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No
Ownership Information
FRN 9990056286
Name Kathleen Penney
Address PO Box
Street 1 1490 Stone Point Drive
Street 2 Suite 200
City Roseville
State ("NA" if non-U.S. address) CA
Zip/Postal Code 95661-2857
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Officer, Director
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Female
Ethnicity

Not Hispanic or Latino
Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)		 Voting 0.0% Jointly Held?

No
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No
Ownership Information
FRN 9990056294
Name Glenn O. Baer
Address PO Box
Street 1 1490 Stone Point Drive
Street 2 Suite 200
City Roseville
State ("NA" if non-U.S. address) CA
Zip/Postal Code 95661-2857
Country (if non-U.S. address) United States
Listing Type

Other Interest Holder

Positional Interests
(check all that apply)

Officer
Citizenship, Gender, Ethnicity, and Race Information (Natural Persons Only)
Citizenship US
Gender

Male
Ethnicity

Not Hispanic or Latino
Race White
Interest Percentages
(enter percentage values from 0.0 to 100.0)		 Voting 0.0% Jointly Held?

No
Equity 0.0%
Total assets (Equity Debt Plus) 0.0%
Does interest holder have an attributable interest in one or more broadcast stations that do not appear on this report?

No
(b) Respondent certifies that any interests, including equity, financial, or voting interests, not reported in this filing are non-attributable.
If "No," submit as an exhibit an explanation.

Yes
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(c) Does the Respondent or any reported interest holder hold an attributable interest in any newspaper entities in the same market as any station for which this report is filed, as defined in 47 C.F.R. Section 73.3555?


If "Yes," provide information describing the interest(s), using EITHER the subform OR the spreadsheet option below. Respondents with a large number (50 or more) of entries to submit should use the spreadsheet option.


NOTE: Spreadsheets must be submitted in a special XML Spreadsheet format with the appropriate structure that is specified in the documentation. For instructions on how to use the spreadsheet option to complete this question (including templates to start with), please Click Here.


If using the subform, leave the percentage of total assets (Equity Debt Plus) field blank for an interest holder unless that interest holder has an attributable interest in the newspaper entity solely on the basis of the Commission’s Equity Debt Plus attribution standard, 47 C.F.R. Section 73.3555, Note 2(i). If using an XML Spreadsheet, enter “NA” into the percentage of total assets (Equity Debt Plus) field for an interest holder unless that interest holder has an attributable interest in the newspaper entity solely on the basis of the Commission’s Equity Debt Plus attribution standard.


The Respondent must provide an FCC Registration Number for each interest holder reported in response to this question. Please see the Instructions for detailed information and guidance concerning this requirement.

No
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(d) Are any of the individuals listed as an attributable interest holder in the Respondent married to each other or related to each other as parent‐child or as siblings?

If "Yes," provide the following information for each such the relationship.

Yes
Family Relationships
FRN 9990056278 Name Frederick W. Penney
FRN 9990056286 Name Kathleen Penney
Relationship Spouses
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(e) Is Respondent seeking an attribution exemption for any officer or director with duties wholly unrelated to the Licensee(s)?

If "Yes," complete the information in the required fields and submit an Exhibit fully describing that individual’s duties and responsibilities, and explaining why that individual should not be attributed an interest.

No

Certification

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Section Question Response
Authorized Party to Sign

WILLFUL FALSE STATEMENTS ON THIS FORM ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. CODE, TITLE 18, SECTION 1001), AND/OR REVOCATION OF ANY STATION LICENSE --OR CONSTRUCTION PERMIT (U.S. CODE, TITLE 47, SECTION 312(a)(1)), AND/OR FORFEITURE (U.S. CODE, TITLE 47, SECTION 503).

Certification I certify that I have examined this report and that to the best of my knowledge and belief, all statements in this report are true, correct and complete.

Official Title: President

Exact Legal Title or Name of Respondent: Pennco Investment Group Incorporated

Name: Frederick W. Penney

Phone: 9167843566


11/30/2021